PRU insider ownership: who sold, why, and what they still hold

Who	Shares	Price	% of total stake	Total stake after	Trade date	Filed
Robert Boyle Senior Vice President	115	$117.60	1.6%	6.9K	Aug 31, 2026	Sep 2, 2026

What stands out

Two officers sold $7.5M with no disclosed plan: Charles Lowrey ($5.2M) and Ann Kappler ($2.4M). The filings don't state a reason.Charles Lowrey: largest such sale, Nov 10, 2025 · Ann Kappler: largest such sale, May 14, 2026

Three insiders bought shares: Jacques Chappuis (1K shares, $101K), Joseph Wolk (400 shares, $42K) and Thomas Stoddard (250 shares, $26K).Jacques Chappuis: purchase, Feb 6, 2026 · Joseph Wolk: purchase, Feb 11, 2026 · Thomas Stoddard: purchase, Feb 17, 2026

Tax withholding outweighed market sales: the company withheld $16.7M of officers' and directors' shares for taxes, against $9.2M sold on the open market. The largest was Charles Lowrey ($6.2M withheld).Largest withholding, Feb 9, 2026

Percentages cover 14 of 22 officers and directors. 8 are left out

Left out: Caroline Feeney, Carmine Di Sibio and Thomas Stoddard (holdings couldn't be fully reconciled); Scott Case, Jacques Chappuis, Vicki Walia, Joseph Wolk and Maryann Mannen (held no vested shares at the start).

Disclosed company stock is not an insider's whole wealth.

Who sold, and how much of their stake

Officers and directors, past 12 months. Each bar is 100% of that person's own stake; not comparable between people. The stake is the vested shares held at the start of the period (Oct 9, 2025); the gold part is what they sold.

Charles Lowrey

Chairman of the Board, Director

Sold $5.2M (plan status beside the amount). That is 18% of the shares held or received (after tax withholding) during the period†. A share of the starting stake is not shown: most of these shares arrived during the period. Why

$5.2MNo plan disclosed

Ann Kappler

EVP and General Counsel

Sold $2.4M (plan status beside the amount). That is 58% of the shares held or received (after tax withholding) during the period†. A share of the starting stake is not shown: most of these shares arrived during the period. Why

$2.4MNo plan disclosed

Timothy Schmidt

Senior Vice President

Sold $862K (plan status beside the amount). That is 28% of the shares held or received (after tax withholding) during the period†. A share of the starting stake is not shown: most of these shares arrived during the period. Why

$862KNo plan disclosed

Caroline Feeney

Executive Vice President

Sold $762K (plan status beside the amount). Share of stake not shown: holdings couldn't be fully reconciled. Why

$762KNo plan disclosed

Amounts, filings and trading plans for each seller

Selling by month

Officers and directors, Oct 2025 to Oct 2026. Each sale is counted once: under a disclosed plan, else to cover taxes, else no plan disclosed.

No plan disclosedOne dollar scale for every month; the tallest bar is labeled

Common questions

Is the Prudential Financial CEO selling stock?

No. Andrew Sullivan reported no open-market sales in the past 12 months.

Why are Prudential Financial insiders selling?

Filings rarely give a reason, and we don't guess at one. What they show is how the sales were made: 0% of sales by value ran under 10b5-1 trading plans disclosed in the filings and 100% had no disclosed plan. A trading plan schedules sales in advance.

Are any Prudential Financial insiders buying?

Yes. 3 officers or directors reported 3 purchases in the past 12 months (Form 4 code P, which includes private purchases).

How much of their stake did Prudential Financial insiders sell?

About 12% of the shares they held or received (after tax withholding) during the period. The usual measure, against starting holdings alone, can't be used here because most of the shares sold arrived during the period. That covers the 12 months to Oct 9, 2026 and counts vested shares reported on SEC Forms 3, 4 and 5, which is not an insider's whole wealth.

The evidence

Who sold4 officers and directors: amount, % of holdings, trading plan

Who sold	Amount	% of holdings	Trading plan
Charles Lowrey Chairman of the Board, Director	$5.2M 48K shares	18%† i † Most of the shares Charles Lowrey sold arrived during the period, so this is shares sold as a share of the 214K held at the start plus the 115K received, less 62K withheld by the company for taxes.	No plan disclosed
Ann Kappler EVP and General Counsel	$2.4M 21K shares	58%† i † Most of the shares Ann Kappler sold arrived during the period, so this is shares sold as a share of the 22K held at the start plus the 25K received, less 11K withheld by the company for taxes.	No plan disclosed
Timothy Schmidt Senior Vice President	$862K 8K shares	28%† i † Most of the shares Timothy Schmidt sold arrived during the period, so this is shares sold as a share of the 20K held at the start plus the 15K received, less 6.1K withheld by the company for taxes.	No plan disclosed
Caroline Feeney Executive Vice President	$762K 6.6K shares	i No percentage: holdings couldn't be fully reconciled.	No plan disclosed

The full ownership picture19 of 22 insiders fully reconciled · 21 officers and directors

Vested shares across all share classes, held directly and through trusts, LLCs and family members, as reported on SEC Forms 3, 4 and 5. Unvested awards and options are never counted as owned shares.

Insider

Held Oct 9, 2025

Sold

Held Oct 9, 2026

Still held

Charles Lowrey

Minor difference of 22 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer). Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Chairman of the Board, Director

214K

−48K

220K

not meaningful

Vesting, gifts, unvested awards and holding lines for Charles Lowrey

+115Kshares vested or exercised

0gifted (net of own trusts)

−62Kwithheld by the company for taxes

352K → 245Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	213,728	219,275
401(k)	Common Stock	292	314

Additional holdings last reported Nov 8, 2017, not confirmed since: 303 shares. Not included in any total or percentage on this page.

Lowrey Family Trust, Common Stock: 303 shares, last reported Nov 8, 2017

Reconciliation: minor difference of 22 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

George Waldeck Jr.

Started reporting during the period; starting holdings are from the Form 3.

Executive Vice President

59K

70K

no sales

Vesting, gifts, unvested awards and holding lines for George Waldeck Jr.

+17Kshares vested or exercised

0gifted (net of own trusts)

−5.6Kwithheld by the company for taxes

52K → 56Kunvested awards, start → end

Started reporting during the period; starting holdings are from the Form 3.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	58,912	69,833
401(k)	Common Stock	350	350

Gilbert Casellas

Minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer). Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Director

42K

44K

no sales

Vesting, gifts, unvested awards and holding lines for Gilbert Casellas

+1.8Kshares vested or exercised

0gifted (net of own trusts)

7.2K → 11Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	500	500
Direct	Notional Shares - Mandatory	41,758	43,957

Additional holdings last reported Apr 1, 2008, not confirmed since: 15,182 shares. Not included in any total or percentage on this page.

Direct, Notional Shares: 15,182 shares, last reported Apr 1, 2008

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Andrew Sullivan

Minor difference of 34 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Chief Executive Officer, Director

37K

63K

no sales

Vesting, gifts, unvested awards and holding lines for Andrew Sullivan

+44Kshares vested or exercised

0gifted (net of own trusts)

−21Kwithheld by the company for taxes

129K → 210Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	27,072	50,216
401(k)	Common Stock	425	456
Direct	Deferred Compensation Shares	9,672	12,559

Reconciliation: minor difference of 34 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Douglas Scovanner

Director

34K

no sales

Vesting, gifts, unvested awards and holding lines for Douglas Scovanner

0shares vested or exercised

0gifted (net of own trusts)

3.9K → 3.9Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	26,290	26,290
Direct	Notional Shares - Mandatory	7,764	7,764

Caroline Feeney

Holdings couldn't be fully reconciled. Balance changed with no matching transaction and no footnote: +364.53 shares on Dec 11, 2025 (Direct). See the filing Sales and other transactions for Caroline Feeney are complete.

Executive Vice President

n/a

−6.6K

n/a

Vesting, gifts, unvested awards and holding lines for Caroline Feeney

+91Kshares vested or exercised

0gifted (net of own trusts)

−42Kwithheld by the company for taxes

167K → 150Kunvested awards, start → end

Holdings couldn't be fully reconciled. Balance changed with no matching transaction and no footnote: +364.53 shares on Dec 11, 2025 (Direct). The balances below are as reported, not verified totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	22,145	65,125
401(k)	Common Stock	8,200	8,809

Christine Poon

Director

25K

no sales

Vesting, gifts, unvested awards and holding lines for Christine Poon

+1.8Kshares vested or exercised

0gifted (net of own trusts)

7.2K → 11Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	11,583	11,583
Direct	Notional Shares - Mandatory	13,148	13,840

Additional holdings last reported Apr 1, 2008, not confirmed since: 2,948 shares. Not included in any total or percentage on this page.

Direct, Notional Shares: 2,948 shares, last reported Apr 1, 2008

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Ann Kappler

Minor difference of 46 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

EVP and General Counsel

22K

−21K

15K

not meaningful

Vesting, gifts, unvested awards and holding lines for Ann Kappler

+25Kshares vested or exercised

0gifted (net of own trusts)

−11Kwithheld by the company for taxes

78K → 84Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	21,506	14,407
401(k)	Common Stock	863	909

Reconciliation: minor difference of 46 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Timothy Schmidt

Minor difference of 21 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Senior Vice President

20K

−8K

21K

not meaningful

Vesting, gifts, unvested awards and holding lines for Timothy Schmidt

+15Kshares vested or exercised

−100gifted (net of own trusts)

−6.1Kwithheld by the company for taxes

43K → 42Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	19,535	20,309
401(k)	Common Stock	289	310

Reconciliation: minor difference of 21 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Yanela Frias

Minor difference of 1 share. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

EVP and CFO

18K

23K

no sales

Vesting, gifts, unvested awards and holding lines for Yanela Frias

+8.2Kshares vested or exercised

0gifted (net of own trusts)

−3Kwithheld by the company for taxes

43K → 100Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	17,566	22,794
401(K)	Common Stock	3	4

Stock options (not counted as shares):

Options held	Strike price	Expires	Intrinsic value (estimate)
3,942	$95.87	Feb 11, 2030	$115K

Estimate: options held × ($125.01 − strike price), using the most recent insider trade price on Form 4 (Aug 14, 2026), not a market close.

Reconciliation: minor difference of 1 share. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Sandra Pianalto

Director

17K

18K

no sales

Vesting, gifts, unvested awards and holding lines for Sandra Pianalto

0shares vested or exercised

0gifted (net of own trusts)

11K → 16Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Notional Shares - Mandatory	17,474	18,394

Additional holdings last reported Dec 10, 2018, not confirmed since: 451 shares. Not included in any total or percentage on this page.

Direct, Common Stock: 451 shares, last reported Dec 10, 2018

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Martina Hundmejean

Director

15K

no sales

Vesting, gifts, unvested awards and holding lines for Martina Hundmejean

0shares vested or exercised

0gifted (net of own trusts)

11K → 16Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Notional Shares - Mandatory	14,662	15,434

Additional holdings last reported Oct 1, 2010, not confirmed since: 128 shares. Not included in any total or percentage on this page.

Spouse, Common Stock: 128 shares, last reported Oct 1, 2010

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Michael Todman

Minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Director

13K

14K

no sales

Vesting, gifts, unvested awards and holding lines for Michael Todman

0shares vested or exercised

0gifted (net of own trusts)

11K → 16Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	375	375
Direct	Notional Shares - Mandatory	12,667	13,334

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Wendy Jones

Director

9.4K

9.9K

no sales

Vesting, gifts, unvested awards and holding lines for Wendy Jones

0shares vested or exercised

0gifted (net of own trusts)

11K → 16Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Notional Shares - Mandatory	9,400	9,895

Additional holdings last reported Feb 9, 2021, not confirmed since: 1,000 shares. Not included in any total or percentage on this page.

Direct, Common Stock: 1,000 shares, last reported Feb 9, 2021

Reconciliation: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Robert Boyle

Minor difference of 48 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Senior Vice President

4.3K

6.9K

no sales

Vesting, gifts, unvested awards and holding lines for Robert Boyle

+3.9Kshares vested or exercised

0gifted (net of own trusts)

−1.3Kwithheld by the company for taxes

8.5K → 12Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	3,419	5,972
401(k)	Common Stock	914	962

Stock options (not counted as shares):

Options held	Strike price	Expires	Intrinsic value (estimate)
1,510	$110.45	Feb 14, 2027	$22K
1,366	$106.89	Feb 13, 2028	$25K

Estimate: options held × ($125.01 − strike price), using the most recent insider trade price on Form 4 (Aug 14, 2026), not a market close.

Reconciliation: minor difference of 48 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Carmine Di Sibio

Holdings couldn't be fully reconciled. Balance changed without a matching transaction, and the footnote does not state the amount: +1,766 shares on Jun 11, 2026 (Direct). See the filing Sales and other transactions for Carmine Di Sibio are complete.

Director

n/a

Vesting, gifts, unvested awards and holding lines for Carmine Di Sibio

0shares vested or exercised

0gifted (net of own trusts)

7.3K → 13Kunvested awards, start → end

Holdings couldn't be fully reconciled. Balance changed without a matching transaction, and the footnote does not state the amount: +1,766 shares on Jun 11, 2026 (Direct). The balances below are as reported, not verified totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	200	200
Direct	Notional Shares - Mandatory	1,355	3,236

Scott Case

Executive Vice President

1.8K

no sales

Vesting, gifts, unvested awards and holding lines for Scott Case

+2.7Kshares vested or exercised

0gifted (net of own trusts)

−951withheld by the company for taxes

33K → 66Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	0	1,766

Jacques Chappuis

Executive Vice President

5.6K

no sales

Vesting, gifts, unvested awards and holding lines for Jacques Chappuis

+10Kshares vested or exercised

0gifted (net of own trusts)

−5.7Kwithheld by the company for taxes

87K → 152Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	0	5,618

Vicki Walia

Executive Vice President

5.2K

no sales

Vesting, gifts, unvested awards and holding lines for Vicki Walia

+8.2Kshares vested or exercised

0gifted (net of own trusts)

−3Kwithheld by the company for taxes

13K → 40Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	0	5,237

Thomas Stoddard

Holdings couldn't be fully reconciled. Balance changed without a matching transaction, and the footnote does not state the amount: +1,763 shares on Sep 10, 2026 (Direct). See the filing Sales and other transactions for Thomas Stoddard are complete.

Director

n/a

Vesting, gifts, unvested awards and holding lines for Thomas Stoddard

0shares vested or exercised

0gifted (net of own trusts)

1.7K → 7Kunvested awards, start → end

Holdings couldn't be fully reconciled. Balance changed without a matching transaction, and the footnote does not state the amount: +1,763 shares on Sep 10, 2026 (Direct). The balances below are as reported, not verified totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	0	250
Direct	Notional Shares - Mandatory	0	1,783

Joseph Wolk

Director

400

no sales

Vesting, gifts, unvested awards and holding lines for Joseph Wolk

0shares vested or exercised

0gifted (net of own trusts)

1.7K → 5.4Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	0	400

19 of 22 insiders fully reconciled: starting holdings plus reported transactions match ending holdings (7 exactly, 12 with a minor or footnoted difference). For 3 we show sales but not holdings; the ! icon on their rows explains why. Percentages cover 14 of 22 officers and directors. Left out: Caroline Feeney, Carmine Di Sibio and Thomas Stoddard (holdings couldn't be fully reconciled); Scott Case, Jacques Chappuis, Vicki Walia, Joseph Wolk and Maryann Mannen (held no vested shares at the start). "Still held" compares ending with starting vested shares; a plus sign means the holding grew.

What explains the selling$9.2M of sales by plan status, purpose, seller and month

Officer and director open-market sales: $9.2M across 83,951 shares. Plan status and stated purpose are separate questions, and a sale can have both.

By plan status

No plan disclosed · $9.2M

Sales with no 10b5-1 plan and no tax reference in the filing. $5.2M of it is Charles Lowrey. No plan disclosed is a statement about the filing, not about why the sale happened. Largest such sale: Charles Lowrey, Nov 10, 2025

Taxes

160,416 shares ($16.7M) were withheld by the company for taxes, which isn't a market sale.

Purchases · 3 buyers (3 trades)

3 officers and directors bought shares in this period, in 3 trades(Form 4 code P). Across all their filings on record there are 16 purchase trades.

Charitable gifts · 100 shares

Gifts the filings describe as charitable. Gifts are not sales and are not included in the sale totals.

Seller	Shares sold	Proceeds	Under a disclosed plan	Share of total	Sales dates
Charles Lowrey Chairman of the Board, Director	48K	$5.2M	0%	56%	Nov 10, 2025 to Nov 10, 2025
Ann Kappler EVP and General Counsel	21K	$2.4M	0%	26%	May 14, 2026 to Aug 14, 2026
Timothy Schmidt Senior Vice President	8K	$862K	0%	9%	Dec 2, 2025 to Dec 2, 2025
Caroline Feeney Executive Vice President	6.6K	$762K	0%	8%	Dec 11, 2025 to Dec 11, 2025

Sales by month

Month	Sale proceeds	Disclosed plan	To cover taxes	No plan disclosed
Oct 2025	$0	$0	$0	$0
Nov 2025	$5.2M	$0	$0	$5.2M
Dec 2025	$1.6M	$0	$0	$1.6M
Jan 2026	$0	$0	$0	$0
Feb 2026	$0	$0	$0	$0
Mar 2026	$0	$0	$0	$0
Apr 2026	$0	$0	$0	$0
May 2026	$1.4M	$0	$0	$1.4M
Jun 2026	$0	$0	$0	$0
Jul 2026	$0	$0	$0	$0
Aug 2026	$957K	$0	$0	$957K
Sep 2026	$0	$0	$0	$0
Oct 2026	$0	$0	$0	$0

Is this normal? Selling year by year5 earlier years to compare with

Less than usual: about half of the 5-year average. 4 insiders sold; the average is 6 a year.

12 months ending	Shares sold	Insiders who sold	Proceeds
Oct 9, 2026 Latest 12 months	84K	4	$9.2M
Oct 9, 2025 1 year earlier	277K	5	$34.8M
Oct 9, 2024 2 years earlier	297K	7	$33.5M
Oct 10, 2023 3 years earlier	34K	4	$3.6M
Oct 10, 2022 4 years earlier	323K	7	$37.0M
Oct 10, 2021 5 years earlier	114K	5	$10.7M

Open-market sales (Form 4 code S) by people who were officers or directors, in split-adjusted shares. Earlier years include people who have since left. A sale that an outside holder also reports (a family trust, a fund) is counted with outside holders in every year. Shares, not dollars, are compared, so a change in the stock price doesn't look like a change in selling. Years the filings don't fully cover are shown but left out of the average.

Known gaps and uncertainty3 insiders whose holdings couldn't be fully reconciled

Caroline Feeney: holdings couldn't be fully reconciled (difference of 974 shares). Balance changed with no matching transaction and no footnote: +364.53 shares on Dec 11, 2025 (Direct). Filing, Dec 11, 2025

Carmine Di Sibio: holdings couldn't be fully reconciled (difference of 1,768 shares). Balance changed without a matching transaction, and the footnote does not state the amount: +1,766 shares on Jun 11, 2026 (Direct). Filing, Jun 11, 2026

Footnote: "Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the economic equivalent under the Issuer's deferred compensation plan for non-employee directors. | Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 day"

Thomas Stoddard: holdings couldn't be fully reconciled (difference of 1,763 shares). Balance changed without a matching transaction, and the footnote does not state the amount: +1,763 shares on Sep 10, 2026 (Direct). Filing, Sep 10, 2026

Footnote: "Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the economic equivalent under the Issuer's deferred compensation plan for non-employee directors. | Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 day"

Charles Lowrey: minor difference of 22 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Gilbert Casellas: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Andrew Sullivan: minor difference of 34 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Christine Poon: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Ann Kappler: minor difference of 46 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Timothy Schmidt: minor difference of 21 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Yanela Frias: minor difference of 1 share. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Sandra Pianalto: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Martina Hundmejean: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Michael Todman: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Wendy Jones: minor difference of 2 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

Robert Boyle: minor difference of 48 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).

External context: we only cite outside events when a documented connection exists. None is shown for this period.

Sources and methodology2,391 filings from SEC EDGAR, and how we read them

All 2,391 Forms 3, 4 and 5 filed for Prudential Financial (SEC CIK 1137774) from Dec 20, 2002 to Sep 14, 2026, retrieved from SEC EDGAR on Oct 9, 2026. Prices are the ones reported in each filing, often weighted averages. 80 filings were left out because Prudential Financial filed them as an owner of another company's stock. 39 older filings exist only on paper and could not be read.

Holdings. Each holding line (a share class plus an owner, such as a trust or LLC) carries its last reported balance forward. Entities first reported during the period start at zero, so transfers between an insider's own trusts don't count as selling. Lines not reported for three years or more are listed separately and left out of totals.

Sales. A sale counts as under a 10b5-1 plan if its footnote cites one or the filing's Rule 10b5-1 box is checked, and as tax-related if its footnote cites tax obligations or sell-to-cover. Shares withheld by the company for taxes are listed separately. Sales with neither attribute are labeled "no plan disclosed".

Full methodology

Former or inactive filers (47)No filing in 18 months; last reported balances, not in any total

Name	Last filed	Last reported balance
Robert Axel	Mar 17, 2025	13,599 shares, last reported balance as of Mar 13, 2025
Kathleen Murphy	Mar 17, 2025	1,687 shares, last reported balance as of Mar 13, 2025
Robert Falzon	Mar 4, 2025	243,749 shares, last reported balance as of Feb 28, 2025
Lucien Alziari	Mar 4, 2025	54,007 shares, last reported balance as of Feb 28, 2025
Kenneth Tanji	Mar 4, 2024	24,118 shares, last reported balance as of Feb 29, 2024
Stacey Goodman	Mar 4, 2024	23,991 shares, last reported balance as of Feb 29, 2024
Karl Krapek	May 11, 2023	46,335 shares, last reported balance as of May 9, 2023
Peter Lighte	Mar 20, 2023	11,298 shares, last reported balance as of Mar 16, 2023
Thomas Baltimore Jr.	Mar 17, 2023	12,543 shares, last reported balance as of Dec 15, 2022
Candace Woods	Mar 2, 2023	18,192 shares, last reported balance as of Feb 28, 2023
Scott Sleyster	Dec 19, 2022	97,902 shares, last reported balance as of Dec 15, 2022
George Paz	Sep 19, 2022	11,414 shares, last reported balance as of Sep 15, 2022
Nicholas Silitch	Mar 7, 2022	11,820 shares, last reported balance as of Mar 3, 2022
Timothy Harris	Feb 13, 2020	41,960 shares, last reported balance as of Feb 11, 2020
Stephen Pelletier	Sep 16, 2019	43,837 shares, last reported balance as of Sep 12, 2019
John Strangfeld Jr.	Mar 18, 2019	334,984 shares, last reported balance as of Mar 14, 2019
Mark Grier	Feb 14, 2019	405,481 shares, last reported balance as of Feb 12, 2019
Barbara Koster	Feb 14, 2019	28,659 shares, last reported balance as of Feb 12, 2019
James Cullen	May 11, 2017	46,560 shares, last reported balance as of May 9, 2017
Richard Lambert	Feb 28, 2017	20,430 shares, last reported balance as of Feb 27, 2017
Sharon Taylor	Feb 16, 2017	72,464 shares, last reported balance as of Feb 14, 2017
Constance Horner	May 12, 2016	21,818 shares, last reported balance as of May 10, 2016
Gordon Bethune	May 12, 2016	19,372 shares, last reported balance as of May 10, 2016
Susan Blount	Jun 12, 2015	30,068 shares, last reported balance as of Jun 10, 2015
James Unruh	May 14, 2015	49,400 shares, last reported balance as of May 12, 2015
Gaston Caperton	May 15, 2014	20,039 shares, last reported balance as of May 13, 2014
Peter Sayre	Mar 7, 2014	9,345 shares, last reported balance as of Mar 6, 2014
Edward Baird	Feb 13, 2014	73,238 shares, last reported balance as of Feb 11, 2014
William Gray III	Jun 24, 2013	40,981 shares, last reported balance as of Jun 20, 2013
Richard Carbone	Feb 14, 2013	87,635 shares, last reported balance as of Feb 12, 2013
Helen Galt	Mar 2, 2012	19,947 shares, last reported balance as of Feb 10, 2012
Jon Hanson	Feb 15, 2011	51,480 shares, last reported balance as of Feb 11, 2011
Bernard Winograd	Feb 10, 2011	51,309 shares, last reported balance as of Feb 8, 2011
Robert Golden	Apr 5, 2010	33,599 shares, last reported balance as of Mar 11, 2010
Frederic Becker	Apr 5, 2010	39,624 shares, last reported balance as of Apr 1, 2010
Arthur Ryan	Feb 14, 2008	313,498 shares, last reported balance as of Feb 12, 2008
Rodger Lawson	Apr 17, 2007	69,867 shares, last reported balance as of Apr 16, 2007
Vivian Banta	Apr 12, 2007	100,098 shares, last reported balance as of Apr 10, 2007
Dennis Sullivan	Feb 14, 2006	8,017 shares, last reported balance as of Feb 11, 2006
Glen Hiner	Apr 4, 2005	4,233 shares, last reported balance as of Apr 1, 2005
Ida Schmertz	Apr 4, 2005	11,387 shares, last reported balance as of Apr 1, 2005
John Liftin	Feb 10, 2005	No balance on record
Anthony Piszel	Sep 1, 2004	8,839 shares, last reported balance as of Aug 31, 2004
Franklin Agnew	Apr 1, 2004	9,745 shares, last reported balance as of Apr 1, 2004
Richard Thomson	Apr 1, 2004	9,745 shares, last reported balance as of Apr 1, 2004
Stanley Van Ness	Apr 1, 2004	9,745 shares, last reported balance as of Apr 1, 2004
Allan Gilmour	Dec 22, 2003	8,848 shares, last reported balance as of Dec 18, 2003

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Prudential Financial insiders sold $9.2M in the past 12 months. How much of their stake is that?

What stands out

Who sold, and how much of their stake

Selling by month

Common questions

Is the Prudential Financial CEO selling stock?

Why are Prudential Financial insiders selling?

Are any Prudential Financial insiders buying?

How much of their stake did Prudential Financial insiders sell?

The evidence

No plan disclosed · $9.2M

Taxes

Purchases · 3 buyers (3 trades)

Charitable gifts · 100 shares

Sales by month