RRXRegal Rexnord Corp · Insider ownership research

Regal Rexnord Corp insiders sold $27.7M in the past 12 months. How much of their stake is that?

6% was sold under disclosed trading plans, 94% with no plan disclosed. The largest seller, Louis Pinkham (Chief Executive Officer, Director), sold $17.9M.Share-of-stake figures for this company are being verified and will be added when that check is finished. Why

Updated Oct 16, 2026 from SEC filings · covers Oct 17, 2025 to Oct 16, 2026

$26.0M

sold with no plan disclosed, past 12 months

6.2%

of sales were under disclosed trading plans, past 12 months

7 of 22

officers and directors sold shares, past 12 months

Is this normal? More than usual: $27.7M sold, after almost none in the past 5 years. 7 insiders sold; the average is 3 a year. Year by year

Latest filing: Filed Oct 13 for a tax withholding on Oct 9. Timothy Dickson had 325 shares withheld by the company for taxes. Filing

SEC ownership filings: 104 filed in the 12 months to Oct 16, 2026; 1,021 on record since Jul 28, 2003 · See the evidence

What stands out

Three officers sold $25.1M with no disclosed plan: Louis Pinkham ($17.9M), Jerrald Morton ($3.7M) and Robert Rehard ($3.5M). The filings don't state a reason.Louis Pinkham: largest such sale, Nov 25, 2025 · Jerrald Morton: largest such sale, May 14, 2026 · Robert Rehard: largest such sale, Feb 9, 2026

Tax withholding outweighed market sales: the company withheld $27.8M of officers' and directors' shares for taxes, against $27.7M sold on the open market. The largest was Louis Pinkham ($22.2M withheld).Largest withholding, Feb 9, 2026

A share of stake is shown for 0 of the 7 officers and directors who sold. 22 are left out

i

Left out: Louis Pinkham, Robert Rehard, Curtis Stoelting, Rakesh Sachdev, Kevin Zaba, Stephen Burt, Jerrald Morton, Cheryl Lewis, Jan Bertsch, Theodore Crandall, Michael Hilton, Hugo Dubovoy Jr., Brooke Lang, Robin Walker-Lee, Kevin Long, Mark Klossner, Timothy Dickson, Michael Doss, Alexander Scarpelli, Gerben Bakker, Rashida Hodge and Aamir Paul (share of stake is being verified).

Disclosed company stock is not an insider's whole wealth.

Who sold, and how much of their stake

Officers and directors, past 12 months. Their share of stake is being verified and is not shown yet; amounts and trading plans are below.

Louis Pinkham

Chief Executive Officer, Director

Not confirmed

Share of stake not shown: share of stake is being verified. Why

$17.9MNo plan disclosed

Jerrald Morton

Executive Vice President

Not confirmed

Share of stake not shown: share of stake is being verified. Why

$3.7MNo plan disclosed

Robert Rehard

EVP and CFO*

Not confirmed

Share of stake not shown: share of stake is being verified. Why

$3.5MNo plan disclosed

Curtis Stoelting

Director

Not confirmed

Share of stake not shown: share of stake is being verified. Why

$1.7MDisclosed plan

Cheryl Lewis

EVP and Chief HR Officer*

Not confirmed

Share of stake not shown: share of stake is being verified. Why

$488KNo plan disclosed

Selling by month

Officers and directors, Oct 2025 to Oct 2026. Each sale is counted once: under a disclosed plan, else to cover taxes, else no plan disclosed.

Disclosed planNo plan disclosedOne dollar scale for every month; the tallest bar is labeled

Recent activity

Past 30 days, Sep 17, 2026 to Oct 16, 2026

Oct 9, 2026Timothy Dickson had 325 shares ($54K) withheld by the company for taxes (not a market sale).

Who	Shares	Price	% of total stake	Total stake after	Trade date	Filed
Timothy Dickson SVP & Chief Digi & Info Ofc*	325	$165.03	n/a	n/a	Oct 9, 2026	Oct 13, 2026

"% of total stake" is the shares in an event against all the vested shares the person held that day, across every share class and holding entity, after that day's vesting. "n/a" means the person's holdings are not confirmed, or the row is a purchase. "Holdings record incomplete" means more shares were sold than the filings show the person held that day, so a percentage would be wrong.

Common questions

Is the Regal Rexnord Corp CEO selling stock?

Yes. Louis Pinkham sold 95K shares ($17.9M) in the past 12 months, none of it under a trading plan disclosed in the filings.

Why are Regal Rexnord Corp insiders selling?

Filings rarely give a reason, and we don't guess at one. What they show is how the sales were made: 6% of sales by value ran under 10b5-1 trading plans disclosed in the filings and 94% had no disclosed plan. A trading plan schedules sales in advance.

Are any Regal Rexnord Corp insiders buying?

No. Officers and directors reported no purchases in the past 12 months.

The evidence

Who sold7 officers and directors: amount, % of holdings, trading plan

Who sold	Amount	% of holdings	Trading plan
Louis Pinkham Chief Executive Officer, Director	$17.9M 95K shares	Not confirmed share of stake is being verified. Why	No plan disclosed
Jerrald Morton Executive Vice President	$3.7M 17K shares	Not confirmed share of stake is being verified. Why	No plan disclosed
Robert Rehard EVP and CFO*	$3.5M 16K shares	Not confirmed share of stake is being verified. Why	No plan disclosed
Curtis Stoelting Director	$1.7M 9K shares	Not confirmed share of stake is being verified. Why	Disclosed plan
Cheryl Lewis EVP and Chief HR Officer*	$488K 2.3K shares	Not confirmed share of stake is being verified. Why	No plan disclosed
Robin Walker-Lee Director	$277K 1.3K shares	Not confirmed share of stake is being verified. Why	No plan disclosed
Alexander Scarpelli SVP, Corp. Controller and CAO*	$95K 460 shares	Not confirmed share of stake is being verified. Why	No plan disclosed

The full ownership picture0 of 22 officers and directors confirmed

Vested shares across all share classes, held directly and through trusts, LLCs and family members, as reported on SEC Forms 3, 4 and 5. Unvested awards and options are never counted as owned shares.

Insider

Held Oct 16, 2025

Sold

Held Oct 16, 2026

Still held

Louis Pinkham

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Louis Pinkham are complete.

Chief Executive Officer, Director

n/a

−95K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Louis Pinkham

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Louis Pinkham are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−103Kwithheld by the company for taxes

Robert Rehard

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Robert Rehard are complete.

EVP and CFO*

n/a

−16K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Robert Rehard

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Robert Rehard are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−1.6Kwithheld by the company for taxes

Curtis Stoelting

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Curtis Stoelting are complete.

Director

n/a

−9K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Curtis Stoelting

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Curtis Stoelting are complete; balances and unit counts will be added when the check is finished.

−790gifted (net of own trusts)

Rakesh Sachdev

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Rakesh Sachdev are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Rakesh Sachdev

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Rakesh Sachdev are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Kevin Zaba

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Kevin Zaba are complete.

Executive Vice President

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Kevin Zaba

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Kevin Zaba are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Stock options (not counted as shares):

Options held	Strike price	Expires	Intrinsic value (estimate)
3,070	$62.92	n/a	$348K
20,153	$98.16	n/a	$1.6M

Estimate: options held × ($176.24 − strike price), using the most recent insider trade price on Form 4 (Aug 10, 2026), not a market close.

Stephen Burt

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Stephen Burt are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Stephen Burt

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Stephen Burt are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Jerrald Morton

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Jerrald Morton are complete.

Executive Vice President

n/a

−17K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Jerrald Morton

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Jerrald Morton are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−19Kwithheld by the company for taxes

Cheryl Lewis

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Cheryl Lewis are complete.

EVP and Chief HR Officer*

n/a

−2.3K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Cheryl Lewis

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Cheryl Lewis are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−3Kwithheld by the company for taxes

Jan Bertsch

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Jan Bertsch are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Jan Bertsch

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Jan Bertsch are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Theodore Crandall

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Theodore Crandall are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Theodore Crandall

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Theodore Crandall are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Michael Hilton

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Michael Hilton are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Michael Hilton

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Michael Hilton are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Hugo Dubovoy Jr.

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Hugo Dubovoy Jr. are complete.

EVP, General Counsel & Sec.*

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Hugo Dubovoy Jr.

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Hugo Dubovoy Jr. are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−787withheld by the company for taxes

Brooke Lang

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Brooke Lang are complete.

EVP and President, PES*

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Brooke Lang

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Brooke Lang are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−512withheld by the company for taxes

Robin Walker-Lee

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Robin Walker-Lee are complete.

Director

n/a

−1.3K

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Robin Walker-Lee

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Robin Walker-Lee are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Kevin Long

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Kevin Long are complete.

EVP and President, AMC*

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Kevin Long

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Kevin Long are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−526withheld by the company for taxes

Mark Klossner

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Mark Klossner are complete.

EVP and Pres. IPS*

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Mark Klossner

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Mark Klossner are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−131withheld by the company for taxes

Stock options (not counted as shares):

Options held	Strike price	Expires	Intrinsic value (estimate)
1,719	$102.01	n/a	$128K
829	$134.50	n/a	$35K
689	$78.76	n/a	$67K
829	$134.50	n/a	$35K
1,719	$102.01	n/a	$128K

Estimate: options held × ($176.24 − strike price), using the most recent insider trade price on Form 4 (Aug 10, 2026), not a market close.

Timothy Dickson

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Timothy Dickson are complete.

SVP & Chief Digi & Info Ofc*

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Timothy Dickson

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Timothy Dickson are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−530withheld by the company for taxes

Michael Doss

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Michael Doss are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Michael Doss

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Michael Doss are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Alexander Scarpelli

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Alexander Scarpelli are complete.

SVP, Corp. Controller and CAO*

n/a

−460

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Alexander Scarpelli

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Alexander Scarpelli are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

−206withheld by the company for taxes

Gerben Bakker

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Gerben Bakker are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Gerben Bakker

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Gerben Bakker are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Rashida Hodge

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Rashida Hodge are complete.

Director

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Rashida Hodge

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Rashida Hodge are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Aamir Paul

!

Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Aamir Paul are complete.

Chief Executive Officer

n/a

0

n/a

n/a

Vesting, gifts, unvested awards and holding lines for Aamir Paul

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Aamir Paul are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Holdings and share of stake for Regal Rexnord Corp are being verified, so no balances, unit counts or percentages are shown. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings.

What explains the selling$27.7M of sales by plan status, purpose, seller and month

Officer and director open-market sales: $27.7M across 142,019 shares. Plan status and stated purpose are separate questions, and a sale can have both.

By plan status

Disclosed plan · $1.7M · 6%

94%

The lighter segment is sales with no plan disclosed in the filing ($26.0M), including tax-related sales outside a plan.

No plan disclosed · $26.0M

Sales with no 10b5-1 plan and no tax reference in the filing. $17.9M of it is Louis Pinkham. No plan disclosed is a statement about the filing, not about why the sale happened. Largest such sale: Louis Pinkham, Nov 25, 2025

Taxes

128,861 shares ($27.8M) were withheld by the company for taxes, which isn't a market sale.

Seller	Shares sold	Proceeds	Under a disclosed plan	Share of total	Sales dates
Louis Pinkham Chief Executive Officer, Director	95K	$17.9M	0%	65%	Nov 25, 2025 to May 11, 2026
Jerrald Morton Executive Vice President	17K	$3.7M	0%	13%	Feb 9, 2026 to May 14, 2026
Robert Rehard EVP and CFO*	16K	$3.5M	0%	13%	Feb 9, 2026 to May 22, 2026
Curtis Stoelting Director	9K	$1.7M	100%	6%	Feb 4, 2026 to Feb 5, 2026
Cheryl Lewis EVP and Chief HR Officer*	2.3K	$488K	0%	2%	Feb 9, 2026 to Feb 9, 2026
Robin Walker-Lee Director	1.3K	$277K	0%	1%	May 11, 2026 to May 11, 2026
Alexander Scarpelli SVP, Corp. Controller and CAO*	460	$95K	0%	0.3%	Feb 25, 2026 to Aug 10, 2026

Sales by month

Month	Sale proceeds	Disclosed plan	To cover taxes	No plan disclosed
Oct 2025	$0	$0	$0	$0
Nov 2025	$5.3M	$0	$0	$5.3M
Dec 2025	$0	$0	$0	$0
Jan 2026	$0	$0	$0	$0
Feb 2026	$14.1M	$1.7M	$0	$12.4M
Mar 2026	$0	$0	$0	$0
Apr 2026	$0	$0	$0	$0
May 2026	$8.3M	$0	$0	$8.3M
Jun 2026	$0	$0	$0	$0
Jul 2026	$0	$0	$0	$0
Aug 2026	$30K	$0	$0	$30K
Sep 2026	$0	$0	$0	$0
Oct 2026	$0	$0	$0	$0

Is this normal? Selling year by year5 earlier years to compare with

More than usual: $27.7M sold, after almost none in the past 5 years. 7 insiders sold; the average is 3 a year.

12 months ending	Shares sold	Insiders who sold	Proceeds
Oct 16, 2026 Latest 12 months	142K	7	$27.7M
Oct 16, 2025 1 year earlier	19K	1	$3.1M
Oct 16, 2024 2 years earlier	9.7K	2	$1.5M
Oct 17, 2023 3 years earlier	8.4K	1	$1.3M
Oct 17, 2022 4 years earlier	4.3K	4	$661K
Oct 17, 2021 5 years earlier	16K	5	$2.1M

Open-market sales (Form 4 code S) by people who were officers or directors, in split-adjusted shares. Earlier years include people who have since left. A sale that an outside holder also reports (a family trust, a fund) is counted with outside holders in every year. Shares, not dollars, are compared, so a change in the stock price doesn't look like a change in selling. Years the filings don't fully cover are shown but left out of the average.

Known gaps and uncertainty22 officers and directors not confirmed

Holdings and share of stake are being verified. Balances, unit counts and every share-of-stake figure for Regal Rexnord Corp are held back until that check is finished. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings and are complete.

External context: we only cite outside events when a documented connection exists. None is shown for this period.

Sources and methodology1,021 filings on record, 104 filed in the 12-month period, and how we read them

All 1,021 Forms 3, 4 and 5 on record for Regal Rexnord Corp (SEC CIK 82811), filed from Jul 28, 2003 to Oct 13, 2026; 104 of them were filed in the 12 months this page covers, retrieved from SEC EDGAR on Oct 16, 2026. Prices are the ones reported in each filing, often weighted averages.

Holdings. Each holding line (a share class plus an owner, such as a trust or LLC) carries its last reported balance forward. Entities first reported during the period start at zero, so transfers between an insider's own trusts don't count as selling. Lines not reported for three years or more are listed separately and left out of totals.

Sales. A sale counts as under a 10b5-1 plan if its footnote cites one or the filing's Rule 10b5-1 box is checked, and as tax-related if its footnote cites tax obligations or sell-to-cover. Shares withheld by the company for taxes are listed separately. Sales with neither attribute are labeled "no plan disclosed".

Full methodology

Former or inactive filers (40)No filing in 18 months; last reported balances, not in any total

Name	Last filed	Last reported balance
Anesa Chaibi	Jan 16, 2025	15,341 shares, last reported balance as of Jan 14, 2025
Thomas Valentyn	Apr 16, 2024	28,415 shares, last reported balance as of Apr 12, 2024
John Avampato	Oct 17, 2023	12,956 shares, last reported balance as of Oct 13, 2023
Scott Brown	Oct 17, 2023	11,541 shares, last reported balance as of Oct 13, 2023
John Kunze	Aug 10, 2022	12,875 shares, last reported balance as of Aug 8, 2022
Christopher Doerr	May 9, 2022	15,034 shares, last reported balance as of May 5, 2022
Daniel Klun	Oct 6, 2021	2,787 shares, last reported balance as of Oct 4, 2021
Eric McGinnis	Aug 4, 2021	9,774 shares, last reported balance as of Aug 4, 2021
Jason Longley	May 11, 2021	2,452 shares, last reported balance as of May 9, 2021
Dean Foate	May 7, 2021	21,441 shares, last reported balance as of May 6, 2021
Jonathan Schlemmer	Nov 8, 2019	64,048 shares, last reported balance as of Nov 7, 2019
Timothy Oswald	May 14, 2019	3,050 shares, last reported balance as of May 10, 2019
Thomas Fischer	May 10, 2019	24,261 shares, last reported balance as of May 8, 2019
Jane Warner	May 10, 2019	12,233 shares, last reported balance as of May 8, 2019
Mark Gliebe	Feb 20, 2019	197,204 shares, last reported balance as of Feb 19, 2019
Henry Knueppel	Feb 19, 2019	211,573 shares, last reported balance as of Feb 15, 2019
Terry Colvin	Aug 15, 2018	27,376 shares, last reported balance as of Aug 14, 2018
Terrence Hahn	Aug 13, 2018	830 shares, last reported balance as of Aug 9, 2018
Charles Hinrichs	Apr 2, 2018	25,554 shares, last reported balance as of Mar 29, 2018
Robert Lazzerini	Dec 15, 2017	2,007 shares, last reported balance as of May 10, 2017
Peter Underwood	May 4, 2016	15,505 shares, last reported balance as of May 2, 2016
Carol Skornicka	May 6, 2013	13,200 shares, last reported balance as of May 2, 2013
David Barta	May 14, 2010	38,536 shares, last reported balance as of May 12, 2010
Frederick Kasten Jr.	May 7, 2010	55,684 shares, last reported balance as of May 5, 2010
Paul Jones	May 7, 2010	9,844 shares, last reported balance as of May 5, 2010
David Eisenreich	Feb 22, 2007	32,986 shares, last reported balance as of Feb 21, 2007
James Packard	Nov 22, 2006	607,681 shares, last reported balance as of Nov 20, 2006
Kenneth Kaplan	Aug 2, 2006	9,800 shares, last reported balance as of Aug 1, 2006
John McKay	May 4, 2006	8,838 shares, last reported balance as of May 3, 2006
Reed Coleman	Feb 27, 2006	13,105 shares, last reported balance as of Feb 16, 2006
Jeffery Swoyer	Nov 9, 2005	No balance on record
GENERAL ELECTRIC CO	Aug 17, 2005	4,559,048 shares, last reported balance as of Dec 31, 2004
Fritz Hollenbach	Feb 8, 2005	7,281 shares, last reported balance as of Jan 21, 2005
Stephen Graff	Nov 15, 2004	8,200 shares, last reported balance as of Nov 12, 2004
Christopher Mapes	May 18, 2004	No balance on record
Frank Bauchiero	Apr 23, 2004	7,766 shares, last reported balance as of Mar 22, 2004
Harry Moore	Aug 7, 2003	411,023 shares, last reported balance as of Aug 6, 2003
Paul Jones		No balance on record
Gary Schuster		No balance on record
John Eldred		No balance on record

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