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PFSIPennyMac Financial Services, Inc. · Insider ownership research

PennyMac Financial Services, Inc. insiders sold $34.6M in the past 12 months. How much of their stake is that?

44% was sold under disclosed trading plans, 56% with no plan disclosed. The largest seller, David Spector (Chairman & CEO, Director), sold $16.8M. 61% of these sales were shares from exercising options.Share-of-stake figures for this company are being verified and will be added when that check is finished. Why

Updated Oct 16, 2026 from SEC filings · covers Oct 17, 2025 to Oct 16, 2026
1
buyer among officers and directors (1 trade), past 12 months
44%
of sales were under disclosed trading plans, past 12 months
6 of 20
officers and directors sold shares, past 12 months
Is this normal? Less than usual: about a third of the 5-year average. 6 insiders sold; the average is 9 a year. Year by year
Latest filing: Filed Aug 4 for a stock award on Jul 31. Farhad Nanji received an award of 379 shares. Filing
SEC ownership filings: 83 filed in the 12 months to Oct 16, 2026; 752 on record since Nov 5, 2018 · See the evidence

What stands out

Patrick Kinsella bought 2.2K shares for $201K, first on Feb 12, 2026. These are the first by current officers or directors since Feb 14, 2022.Purchase, Feb 12, 2026
Three insiders sold $19.0M with no disclosed plan: David Spector ($9.1M), Doug Jones ($6.2M) and Anne McCallion ($3.7M). The filings don't state a reason.David Spector: largest such sale, Oct 23, 2025 · Doug Jones: largest such sale, Nov 10, 2025 · Anne McCallion: largest such sale, Oct 24, 2025

A share of stake is shown for 0 of the 6 officers and directors who sold. 20 are left out

i
Left out: Farhad Nanji, David Spector, Doug Jones, Joseph Mazzella, Daniel Perotti, Anne McCallion, Gregory Hendry, Patrick Kinsella, Theodore Tozer, Derek Stark, Jeffrey Perlowitz, Shiva Iyer, Lisa Shalett, Jonathon Jacobson, James Follette, Abbie Tidmore, Marshall Sebring, Mark Elbaum, Sunil Chandra and Tiffany To (share of stake is being verified).
Disclosed company stock is not an insider's whole wealth.

Who sold, and how much of their stake

Officers and directors, past 12 months. Their share of stake is being verified and is not shown yet; amounts and trading plans are below.

David Spector
Chairman & CEO, Director
Not confirmed
Share of stake not shown: share of stake is being verified. Why
$16.8M46% planned 54% no plan disclosed
Daniel Perotti
Chief Financial Officer
Not confirmed
Share of stake not shown: share of stake is being verified. Why
$6.8MDisclosed plan
Doug Jones
Director, President & CMBO, Director
Not confirmed
Share of stake not shown: share of stake is being verified. Why
$6.2MNo plan disclosed
Anne McCallion
Director
Not confirmed
Share of stake not shown: share of stake is being verified. Why
$3.7MNo plan disclosed
Gregory Hendry
MD, Chief Accounting Officer
Not confirmed
Share of stake not shown: share of stake is being verified. Why
$894K48% planned 52% no plan disclosed
All 6 sellers

Selling by month

Officers and directors, Oct 2025 to Oct 2026. Each sale is counted once: under a disclosed plan, else to cover taxes, else no plan disclosed.

Disclosed planNo plan disclosedOne dollar scale for every month; the tallest bar is labeled
Oct 2025: $5.1M under a disclosed planOct 2025: $12.8M no plan disclosed$17.9MOctNov 2025: $1.8M under a disclosed planNov 2025: $6.2M no plan disclosedNovDec 2025: $649K under a disclosed planDec 2025: $465K no plan disclosedDecJan 2026: $1.5M under a disclosed planJanFeb 2026: $1.7M under a disclosed planFebMar 2026: $2.0M under a disclosed planMarApr 2026: $928K under a disclosed planAprMay 2026: $1.1M under a disclosed planMayJun 2026: $240K under a disclosed planJunJul 2026: $189K under a disclosed planJulAugSepOct

Recent activity

Past 30 days, Sep 17, 2026 to Oct 16, 2026

No officer or director trades were reported for the past 30 days. The most recent before that:

Jul 1, 2026Gregory Hendry sold 2.2K shares ($189K) under a disclosed trading plan. 2.2K shares came in from vesting or option exercises the same day, so the holding rose by 0 net.
WhoSharesPrice% of total stakeTotal stake afterTrade dateFiled
Gregory Hendry
MD, Chief Accounting Officer
2,177$86.89n/an/aJul 1, 2026Jul 2, 2026

Common questions

Is the PennyMac Financial Services, Inc. CEO selling stock?

Yes. David Spector sold 147K shares ($16.8M) in the past 12 months, 46% of it under a trading plan disclosed in the filings.

Why are PennyMac Financial Services, Inc. insiders selling?

Filings rarely give a reason, and we don't guess at one. What they show is how the sales were made: 44% of sales by value ran under 10b5-1 trading plans disclosed in the filings and 56% had no disclosed plan. A trading plan schedules sales in advance.

Are any PennyMac Financial Services, Inc. insiders buying?

Yes. 1 officer or director reported 1 purchase in the past 12 months (Form 4 code P; rows the filings describe as reinvested dividends, plan purchases, private deals or moves into the person's own trust are not counted).

The evidence

Who sold6 officers and directors: amount, % of holdings, trading plan
Who soldAmount% of holdingsTrading plan
David Spector
Chairman & CEO, Director
$16.8M
147K shares
Not confirmed
share of stake is being verified. Why
46% under a disclosed plan 54% no plan disclosed
Daniel Perotti
Chief Financial Officer
$6.8M
54K shares
Not confirmed
share of stake is being verified. Why
Disclosed plan
Doug Jones
Director, President & CMBO, Director
$6.2M
48K shares
Not confirmed
share of stake is being verified. Why
No plan disclosed
Anne McCallion
Director
$3.7M
28K shares
Not confirmed
share of stake is being verified. Why
No plan disclosed
Gregory Hendry
MD, Chief Accounting Officer
$894K
8.7K shares
Not confirmed
share of stake is being verified. Why
48% under a disclosed plan 52% no plan disclosed
Derek Stark
Chief Legal Officer
$268K
3K shares
Not confirmed
share of stake is being verified. Why
Disclosed plan
The full ownership picture0 of 20 officers and directors confirmed

Vested shares across all share classes, held directly and through trusts, LLCs and family members, as reported on SEC Forms 3, 4 and 5. Unvested awards and options are never counted as owned shares.

InsiderHeld Oct 16, 2025SoldHeld Oct 16, 2026Still held
Farhad Nanji
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Farhad Nanji are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Farhad Nanji

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Farhad Nanji are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
David Spector
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for David Spector are complete.
Chairman & CEO, Director
n/a−147Kn/an/a
Vesting, gifts, unvested awards and holding lines for David Spector

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for David Spector are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−17Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
69,252$18.05Mar 5, 2027$4.8M
52,935$24.40Mar 8, 2028$3.3M
55,488$22.92Mar 14, 2029$3.5M
59,466$35.03Feb 25, 2030$3.1M
140,464$59.68Dec 13, 2030$3.8M
53,589$58.85Feb 24, 2031$1.5M
119,730$57.10Feb 22, 2032$3.6M
46,303$60.74Feb 23, 2033$1.2M
46,177$84.93Feb 28, 2034$91K
45,419$101.76Feb 13, 2035$0
50,319$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Doug Jones
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Doug Jones are complete.
Director, President & CMBO, Director
n/a−48Kn/an/a
Vesting, gifts, unvested awards and holding lines for Doug Jones

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Doug Jones are complete; balances and unit counts will be added when the check is finished.

−20Kgifted (net of own trusts)
−6.9Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
34,626$18.05Mar 5, 2027$2.4M
26,467$24.40Mar 8, 2028$1.7M
27,744$22.92Mar 14, 2029$1.8M
30,366$35.03Feb 25, 2030$1.6M
54,024$59.68Dec 13, 2030$1.5M
29,566$58.85Feb 24, 2031$829K
54,063$57.10Feb 22, 2032$1.6M
25,724$60.74Feb 23, 2033$673K
27,044$84.93Feb 28, 2034$53K
21,456$101.76Feb 13, 2035$0
23,771$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Joseph Mazzella
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Joseph Mazzella are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Joseph Mazzella

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Joseph Mazzella are complete; balances and unit counts will be added when the check is finished.

−5Kgifted (net of own trusts)
Daniel Perotti
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Daniel Perotti are complete.
Chief Financial Officer
n/a−54Kn/an/a
Vesting, gifts, unvested awards and holding lines for Daniel Perotti

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Daniel Perotti are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−3.5Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
17,204$24.40Mar 8, 2028$1.1M
18,098$22.92Mar 14, 2029$1.2M
13,506$59.68Dec 13, 2030$367K
23,105$35.03Feb 25, 2030$1.2M
12,935$58.85Feb 24, 2031$363K
35,792$57.10Feb 22, 2032$1.1M
12,862$60.74Feb 23, 2033$336K
12,510$84.93Feb 28, 2034$25K
12,529$101.76Feb 13, 2035$0
13,881$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Anne McCallion
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Anne McCallion are complete.
Director
n/a−28Kn/an/a
Vesting, gifts, unvested awards and holding lines for Anne McCallion

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Anne McCallion are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
22,506$18.05Mar 5, 2027$1.5M
17,204$24.40Mar 8, 2028$1.1M

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Gregory Hendry
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Gregory Hendry are complete.
MD, Chief Accounting Officer
n/a−8.7Kn/an/a
Vesting, gifts, unvested awards and holding lines for Gregory Hendry

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Gregory Hendry are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−283withheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
1,028$60.74Feb 23, 2033$27K
735$84.93Feb 28, 2034$1K
626$101.76Feb 13, 2035$0
798$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Patrick Kinsella
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Patrick Kinsella are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Patrick Kinsella

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Patrick Kinsella are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Theodore Tozer
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Theodore Tozer are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Theodore Tozer

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Theodore Tozer are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Derek Stark
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Derek Stark are complete.
Chief Legal Officer
n/a−3Kn/an/a
Vesting, gifts, unvested awards and holding lines for Derek Stark

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Derek Stark are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−2Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
7,684$24.40Mar 8, 2028$480K
8,086$22.92Mar 14, 2029$517K
13,506$59.68Dec 13, 2030$367K
11,882$35.03Feb 25, 2030$616K
6,652$58.85Feb 24, 2031$187K
20,967$57.10Feb 22, 2032$625K
7,202$60.74Feb 23, 2033$188K
6,880$84.93Feb 28, 2034$13K
7,204$101.76Feb 13, 2035$0
7,981$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Jeffrey Perlowitz
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Jeffrey Perlowitz are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Jeffrey Perlowitz

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Jeffrey Perlowitz are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Shiva Iyer
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Shiva Iyer are complete.
Chief Enterprise Risk Officer
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Shiva Iyer

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Shiva Iyer are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
3,758$101.76Feb 13, 2035$0
2,561$24.40Mar 8, 2028$160K
7,451$57.10Feb 22, 2032$222K
3,695$58.85Feb 24, 2031$104K
5,402$59.68Dec 13, 2030$147K
2,572$60.74Feb 23, 2033$67K
1,913$84.93Feb 28, 2034$4K
4,858$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Lisa Shalett
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Lisa Shalett are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Lisa Shalett

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Lisa Shalett are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Jonathon Jacobson
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Jonathon Jacobson are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Jonathon Jacobson

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Jonathon Jacobson are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
James Follette
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for James Follette are complete.
Chief Digital Officer
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for James Follette

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for James Follette are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−2.9Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
12,935$58.85Feb 24, 2031$363K
27,645$57.10Feb 22, 2032$824K
20,259$59.68Dec 13, 2030$551K
11,575$60.74Feb 23, 2033$303K
8,830$84.93Feb 28, 2034$17K
8,770$101.76Feb 13, 2035$0
9,716$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Abbie Tidmore
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Abbie Tidmore are complete.
Chief Revenue Officer
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Abbie Tidmore

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Abbie Tidmore are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−1.2Kwithheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
4,898$57.10Feb 22, 2032$146K
4,630$60.74Feb 23, 2033$121K
6,071$84.93Feb 28, 2034$12K
5,951$101.76Feb 13, 2035$0
7,530$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Marshall Sebring
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Marshall Sebring are complete.
Chief Investment Officer
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Marshall Sebring

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Marshall Sebring are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
4,385$101.76Feb 13, 2035$0
6,940$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Mark Elbaum
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Mark Elbaum are complete.
Chief Capital Markets Officer
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Mark Elbaum

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Mark Elbaum are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
−240withheld by the company for taxes

Stock options (not counted as shares):

Options heldStrike priceExpiresIntrinsic value (estimate)
1,471$84.93Feb 28, 2034$3K
3,132$101.76Feb 13, 2035$0
3,470$91.49Feb 11, 2036$0

Estimate: options held × ($86.89 − strike price), using the most recent insider trade price on Form 4 (Jul 1, 2026), not a market close.

Sunil Chandra
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Sunil Chandra are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Sunil Chandra

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Sunil Chandra are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Tiffany To
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Tiffany To are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Tiffany To

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Tiffany To are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Holdings and share of stake for PennyMac Financial Services, Inc. are being verified, so no balances, unit counts or percentages are shown. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings.

What explains the selling$34.6M of sales by plan status, purpose, seller and month

Officer and director open-market sales: $34.6M across 287,454 shares. Plan status and stated purpose are separate questions, and a sale can have both.

By plan status

The lighter segment is sales with no plan disclosed in the filing ($19.4M), including tax-related sales outside a plan.

No plan disclosed · $19.4M

Sales with no 10b5-1 plan and no tax reference in the filing. $9.1M of it is David Spector. No plan disclosed is a statement about the filing, not about why the sale happened. Largest such sale: David Spector, Oct 23, 2025

Taxes

33,575 shares ($3.1M) were withheld by the company for taxes, which isn't a market sale.

Purchases · 1 buyer (1 trade)

1 officer or director bought shares in this period, in 1 trade(Form 4 code P, leaving out rows the filings describe as reinvested dividends, plan purchases, private deals or moves into the person's own trust). Across all their filings on record there are 59 purchase trades.

Charitable gifts · 20K shares

Gifts the filings describe as charitable. Gifts are not sales and are not included in the sale totals.

SellerShares soldProceedsUnder a disclosed planShare of totalSales dates
David Spector
Chairman & CEO, Director
147K$16.8M46%49%Oct 23, 2025 to May 12, 2026
Daniel Perotti
Chief Financial Officer
54K$6.8M100%20%Oct 22, 2025 to May 15, 2026
Doug Jones
Director, President & CMBO, Director
48K$6.2M0%18%Nov 5, 2025 to Nov 25, 2025
Anne McCallion
Director
28K$3.7M0%11%Oct 24, 2025 to Oct 24, 2025
Gregory Hendry
MD, Chief Accounting Officer
8.7K$894K48%3%Dec 18, 2025 to Jul 1, 2026
Derek Stark
Chief Legal Officer
3K$268K100%0.8%Feb 25, 2026 to Mar 3, 2026

Sales by month

MonthSale proceedsDisclosed planTo cover taxesNo plan disclosed
Oct 2025$17.9M$5.1M$0$12.8M
Nov 2025$7.9M$1.8M$0$6.2M
Dec 2025$1.1M$649K$0$465K
Jan 2026$1.5M$1.5M$0$0
Feb 2026$1.7M$1.7M$0$0
Mar 2026$2.0M$2.0M$0$0
Apr 2026$928K$928K$0$0
May 2026$1.1M$1.1M$0$0
Jun 2026$240K$240K$0$0
Jul 2026$189K$189K$0$0
Aug 2026$0$0$0$0
Sep 2026$0$0$0$0
Oct 2026$0$0$0$0
Is this normal? Selling year by year5 earlier years to compare with

Less than usual: about a third of the 5-year average. 6 insiders sold; the average is 9 a year.

12 months endingShares soldInsiders who soldProceeds
Oct 16, 2026
Latest 12 months
287K6$34.6M
Oct 16, 2025
1 year earlier
296K9$30.5M
Oct 16, 2024
2 years earlier
590K12$51.9M
Oct 17, 2023
3 years earlier
644K13$39.5M
Oct 17, 2022
4 years earlier
321K6$18.2M
Oct 17, 2021
5 years earlier
1.82M7$110M

Open-market sales (Form 4 code S) by people who were officers or directors, in split-adjusted shares. Earlier years include people who have since left. A sale that an outside holder also reports (a family trust, a fund) is counted with outside holders in every year. Shares, not dollars, are compared, so a change in the stock price doesn't look like a change in selling. Years the filings don't fully cover are shown but left out of the average.

Known gaps and uncertainty20 officers and directors not confirmed

Holdings and share of stake are being verified. Balances, unit counts and every share-of-stake figure for PennyMac Financial Services, Inc. are held back until that check is finished. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings and are complete.

External context: we only cite outside events when a documented connection exists. None is shown for this period.

Sources and methodology752 filings on record, 83 filed in the 12-month period, and how we read them

All 752 Forms 3, 4 and 5 on record for PennyMac Financial Services, Inc. (SEC CIK 1745916), filed from Nov 5, 2018 to Aug 4, 2026; 83 of them were filed in the 12 months this page covers, retrieved from SEC EDGAR on Oct 16, 2026. Prices are the ones reported in each filing, often weighted averages.

Holdings. Each holding line (a share class plus an owner, such as a trust or LLC) carries its last reported balance forward. Entities first reported during the period start at zero, so transfers between an insider's own trusts don't count as selling. Lines not reported for three years or more are listed separately and left out of totals.

Sales. A sale counts as under a 10b5-1 plan if its footnote cites one or the filing's Rule 10b5-1 box is checked, and as tax-related if its footnote cites tax obligations or sell-to-cover. Shares withheld by the company for taxes are listed separately. Sales with neither attribute are labeled "no plan disclosed".

Full methodology

Former or inactive filers (15)No filing in 18 months; last reported balances, not in any total

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