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LPTHLightpath Technologies Inc · Insider ownership research

Lightpath Technologies Inc insiders: what they own and what they did with it

None of it through sales. No officer or director reported an open-market sale in this period.

Updated Oct 13, 2026 from SEC filings · covers Oct 14, 2025 to Oct 13, 2026
1
buyer among officers and directors (1 trade), past 12 months
0 of 8
officers and directors sold shares, past 12 months
Is this normal? Less than usual: no sales, against a 5-year average of 3.2K shares a year. 0 insiders sold; the average is 0 a year. Year by year
Latest filing: Filed Mar 30 for a purchase on Mar 27. Shmuel Rubin bought 180 shares ($2K). Filing
SEC ownership filings: 27 filed in the 12 months to Oct 13, 2026; 575 on record since Feb 5, 1998 · See the evidence

What stands out

Shmuel Rubin bought 180 shares for $2K, first on Mar 27, 2026.Purchase, Mar 27, 2026
Outside holder North Run Strategic Opportunities Fund I, LP, a 10% owner and not part of management, sold $90.1M of stock.Largest sale, Jun 3, 2026

No officer or director sold shares in this period. 8 are left out

i
Left out: Shmuel Rubin, Darcie Peck, Steven Creviston, Albert Miranda, Kimberly Crider, Scott Faris, Joseph Menaker and Mark Caylor (share of stake is being verified).
Disclosed company stock is not an insider's whole wealth.

Recent activity

Past 30 days, Sep 14, 2026 to Oct 13, 2026

No officer or director trades were reported for the past 30 days. The most recent before that:

Mar 27, 2026Shmuel Rubin bought 180 shares ($2K).
WhoSharesPrice% of total stakeTotal stake afterTrade dateFiled
Shmuel Rubin
President & CEO
180$9.70n/an/aMar 27, 2026Mar 30, 2026

Outside holders, reported separately

North Run Strategic Opportunities Fund I, LP sold $90.1M in the past 12 months. Large shareholders and the funds or companies that board members represent are not part of management, so they are left out of the figures above.

Details

Common questions

Is the Lightpath Technologies Inc CEO selling stock?

No. Shmuel Rubin reported no open-market sales in the past 12 months.

Are any Lightpath Technologies Inc insiders buying?

Yes. 1 officer or director reported 1 purchase in the past 12 months (Form 4 code P; rows the filings describe as reinvested dividends, plan purchases, private deals or moves into the person's own trust are not counted).

The evidence

Who sold0 officers and directors: amount, % of holdings, trading plan
Who soldAmount% of holdingsTrading plan

Outside holder, reported separately: North Run Strategic Opportunities Fund I, LP (a 10% owner, not part of management). Sold $90.1M (6.88M shares) from Jan 5, 2026 to Jun 3, 2026. Latest filing

The full ownership picture0 of 8 officers and directors confirmed

Vested shares across all share classes, held directly and through trusts, LLCs and family members, as reported on SEC Forms 3, 4 and 5. Unvested awards and options are never counted as owned shares.

InsiderHeld Oct 13, 2025SoldHeld Oct 13, 2026Still held
Shmuel Rubin
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. See the filing Sales and other transactions for Shmuel Rubin are complete.
President & CEO
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Shmuel Rubin

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Shmuel Rubin are complete; balances and unit counts will be added when the check is finished.

−13Kgifted (net of own trusts)
Darcie Peck
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Darcie Peck are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Darcie Peck

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Darcie Peck are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Steven Creviston
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Steven Creviston are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Steven Creviston

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Steven Creviston are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Albert Miranda
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Albert Miranda are complete.
CFO
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Albert Miranda

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Albert Miranda are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Kimberly Crider
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. See the filing Sales and other transactions for Kimberly Crider are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Kimberly Crider

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Kimberly Crider are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Scott Faris
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Scott Faris are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Scott Faris

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Scott Faris are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Joseph Menaker
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Joseph Menaker are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Joseph Menaker

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Joseph Menaker are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)
Mark Caylor
!
Holdings and share of stake are being verified. Share-of-stake figures and holdings for this company are held back while they are verified. Sales and other transactions for Mark Caylor are complete.
Director
n/a0n/an/a
Vesting, gifts, unvested awards and holding lines for Mark Caylor

Holdings and share of stake are being verified. Sales, proceeds, plan and tax status and dates for Mark Caylor are complete; balances and unit counts will be added when the check is finished.

0gifted (net of own trusts)

Holdings and share of stake for Lightpath Technologies Inc are being verified, so no balances, unit counts or percentages are shown. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings.

Is this normal? Selling year by year5 earlier years to compare with

Less than usual: no sales, against a 5-year average of 3.2K shares a year. 0 insiders sold; the average is 0 a year.

12 months endingShares soldInsiders who soldProceeds
Oct 13, 2026
Latest 12 months
00$0
Oct 13, 2025
1 year earlier
00$0
Oct 13, 2024
2 years earlier
00$0
Oct 14, 2023
3 years earlier
00$0
Oct 14, 2022
4 years earlier
00$0
Oct 14, 2021
5 years earlier
16K1$37K

Open-market sales (Form 4 code S) by people who were officers or directors, in split-adjusted shares. Earlier years include people who have since left. A sale that an outside holder also reports (a family trust, a fund) is counted with outside holders in every year. Shares, not dollars, are compared, so a change in the stock price doesn't look like a change in selling. Years the filings don't fully cover are shown but left out of the average.

Known gaps and uncertainty8 officers and directors not confirmed

Holdings and share of stake are being verified. Balances, unit counts and every share-of-stake figure for Lightpath Technologies Inc are held back until that check is finished. Sales, proceeds, plan and tax status, titles and dates come straight from individual filings and are complete.

External context: we only cite outside events when a documented connection exists. None is shown for this period.

Sources and methodology575 filings on record, 27 filed in the 12-month period, and how we read them

All 575 Forms 3, 4 and 5 on record for Lightpath Technologies Inc (SEC CIK 889971), filed from Feb 5, 1998 to Sep 25, 2026; 27 of them were filed in the 12 months this page covers, retrieved from SEC EDGAR on Oct 13, 2026. Prices are the ones reported in each filing, often weighted averages. 141 older filings exist only on paper and could not be read.

Probable 1-for-2 stock split on or before Oct 20, 2004 (first filing that shows post-split balances). Splits aren't reported as transactions; 2 holding lines changed by exactly this ratio, so earlier share counts are restated.

Holdings. Each holding line (a share class plus an owner, such as a trust or LLC) carries its last reported balance forward. Entities first reported during the period start at zero, so transfers between an insider's own trusts don't count as selling. Lines not reported for three years or more are listed separately and left out of totals.

Sales. A sale counts as under a 10b5-1 plan if its footnote cites one or the filing's Rule 10b5-1 box is checked, and as tax-related if its footnote cites tax obligations or sell-to-cover. Shares withheld by the company for taxes are listed separately. Sales with neither attribute are labeled "no plan disclosed".

Full methodology

Former or inactive filers (29)No filing in 18 months; last reported balances, not in any total
NameLast filedLast reported balance
Louis LeeburgMay 2, 2024617,300 shares, last reported balance as of Apr 30, 2024
Sohail KhanNov 18, 202220,661 shares, last reported balance as of Dec 21, 2016
Craig DunhamNov 18, 202265,086 shares, last reported balance as of Nov 18, 2022
Robert RippMay 14, 20211,277,326 shares, last reported balance as of May 12, 2021
Donald Retreage Jr.Mar 22, 20216,886 shares, last reported balance as of Mar 19, 2021
Steven BrueckFeb 12, 2021545,123 shares, last reported balance as of Feb 10, 2021
Alan SymmonsJan 30, 202025,393 shares, last reported balance as of Jan 6, 2020
Joseph Gaynor Jr.Oct 31, 2019191,933 shares, last reported balance as of Oct 26, 2019
Dorothy CipollaJan 10, 201926,865 shares, last reported balance as of Jan 10, 2019
Xudong ZhuOct 30, 20152,270,026 shares, last reported balance as of Apr 28, 2015
Shanghai Pudong Science & Technology Investment Co., Ltd.Jan 27, 20152,270,026 shares, last reported balance as of Jan 20, 2015
Pudong Science & Technology Investment (Cayman) Co., Ltd.Jan 27, 20152,270,026 shares, last reported balance as of Jan 20, 2015
Gary SilvermanNov 5, 201344,956 shares, last reported balance as of Mar 25, 2013
Brian SollerJan 16, 2013No balance on record
Zhouling WuOct 1, 20089,067 shares, last reported balance as of Sep 30, 2008
James MagosSep 4, 200839,448 shares, last reported balance as of Sep 2, 2008
Robert BruggeworthNov 2, 20072,375 shares, last reported balance as of Oct 20, 2014
Ken BrizelSep 24, 2007158,529 shares, last reported balance as of Sep 18, 2007
Edward PattonJul 17, 20072,869 shares, last reported balance as of Jul 17, 2007
BERG & BERG ENTERPRISES LLCJun 6, 2007726,214 shares, last reported balance as of Apr 30, 2007
Robert BurrowsFeb 9, 20061,000 shares, last reported balance as of Feb 8, 2006
Robert ReichertJan 31, 20066,276 shares, last reported balance as of Jan 27, 2006
Shadow Capital, LLCJan 18, 2006419,565 shares, last reported balance as of Jun 1, 2005
Bruce BernackiFeb 23, 20052,256 shares, last reported balance as of Feb 21, 2005
James Adler Jr.Feb 10, 20055,011 shares, last reported balance as of Feb 9, 2005
Monty AllenFeb 10, 200515,000 shares, last reported balance as of Jan 14, 2005
Orin HirschmanFeb 25, 2004190,750 shares, last reported balance as of Feb 23, 2004
Jean-Luc NoguesAug 26, 20033,374 shares, last reported balance as of Aug 25, 2003
Todd ChildressAug 21, 20032,378 shares, last reported balance as of Aug 20, 2003

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