COF insider ownership: who sold, why, and what they still hold

Who	Shares	Price	% of total stake	Total stake after	Trade date	Filed
Matthew Cooper General Counsel & Corp Secy	3,500	$196.22	4.2%	80K	Oct 6, 2026	Oct 7, 2026

Who	Shares	Price	% of total stake	Total stake after	Trade date	Filed
Lia Dean Pres, Banking & Prem. Products	2,066	$206.07	3.3%	61K	Sep 15, 2026	Sep 16, 2026
Celia Karam Pres, Retail Bank	2,017	$206.07	3.4%	58K	Sep 15, 2026	Sep 16, 2026

What stands out

Five officers sold more than 25% of vested holdings: Neal Blinde (70% of holdings, $16.8M, all under a disclosed plan), Matthew Cooper (27% of holdings, $5.6M, all under a disclosed plan) and Ravi Raghu (53% of holdings, $5.4M, all under a disclosed plan), plus 2 more.Neal Blinde: largest sale, Nov 6, 2025 · Matthew Cooper: largest sale, Aug 4, 2026 · Ravi Raghu: largest sale, Jan 5, 2026

Michael Zamsky (20% of holdings) sold $1.2M of stock with no disclosed trading plan. The filings don't state a reason.Largest such sale, Aug 10, 2026

Four officers sold shares but ended with larger stakes, because more shares came in than were sold: Mark Mouadeb (sold 6.2K, 13% of starting holdings; 12K added), Michael Zamsky (sold 5.5K, 20% of starting holdings; 11K added) and Jason Hanson (sold 3.7K, 11% of starting holdings; 18K added), plus 1 more.Mark Mouadeb: largest sale, Feb 26, 2026 · Michael Zamsky: largest sale, Aug 10, 2026 · Jason Hanson: largest sale, Feb 25, 2026

Percentages cover all 30 officers and directors. Disclosed company stock is not an insider's whole wealth.

Who sold, and how much of their stake

Officers and directors, past 12 months. Each bar is 100% of that person's own stake; not comparable between people. The stake is the vested shares held at the start of the period (Oct 9, 2025); the gold part is what they sold.

SoldRest of starting stake

Richard Fairbank

Chairman and CEO, Director

5.1% · $46.2MDisclosed plan

Neal Blinde

President, Commercial Banking

70% · $16.8MDisclosed plan

Matthew Cooper

General Counsel & Corp Secy

27% · $5.6MDisclosed plan

Ravi Raghu

Pres, Software, Intl & Sm Bus

53% · $5.4MDisclosed plan

Lia Dean

Pres, Banking & Prem. Products

26% · $4.1MDisclosed plan

All 12 sellers

Selling by month

Officers and directors, Oct 2025 to Oct 2026. Each sale is counted once: under a disclosed plan, else to cover taxes, else no plan disclosed.

Disclosed planNo plan disclosedOne dollar scale for every month; the tallest bar is labeled

Common questions

Is the Capital One CEO selling stock?

Yes. Richard Fairbank sold 207K shares ($46.2M, 5.1% of starting holdings) in the past 12 months, all of it under a trading plan disclosed in the filings.

Why are Capital One insiders selling?

Filings rarely give a reason, and we don't guess at one. What they show is how the sales were made: 98% of sales by value ran under 10b5-1 trading plans disclosed in the filings and 2% had no disclosed plan. A trading plan schedules sales in advance.

Are any Capital One insiders buying?

No. Officers and directors reported no purchases in the past 12 months.

How much of their stake did Capital One insiders sell?

About 7.6% overall. As a group they still hold 98% of their starting shares. That covers the 12 months to Oct 9, 2026 and counts vested shares reported on SEC Forms 3, 4 and 5, which is not an insider's whole wealth.

The evidence

Who sold12 officers and directors: amount, % of holdings, trading plan

Who sold	Amount	% of holdings	Trading plan
Richard Fairbank Chairman and CEO, Director	$46.2M 207K shares	5.1%	Disclosed plan
Neal Blinde President, Commercial Banking	$16.8M 81K shares	70%	Disclosed plan
Matthew Cooper General Counsel & Corp Secy	$5.6M 27K shares	27%	Disclosed plan
Ravi Raghu Pres, Software, Intl & Sm Bus	$5.4M 23K shares	53%	Disclosed plan
Lia Dean Pres, Banking & Prem. Products	$4.1M 19K shares	26%	Disclosed plan
Frank LaPrade,III Chief Enterprise Srvcs Officer	$4.0M 18K shares	27%	Disclosed plan
Celia Karam Pres, Retail Bank	$3.3M 15K shares	23%	Disclosed plan
Mark Mouadeb President, Card	$1.3M 6.2K shares	13%	Disclosed plan
Michael Zamsky Chief Credit & Fin'l Risk Off.	$1.2M 5.5K shares	20%	No plan disclosed
Jason Hanson Pres.- Global Payment Network	$764K 3.7K shares	11%	Disclosed plan
Timothy Golden SVP, Chief Accounting Officer	$736K 3.5K shares	40%	No plan disclosed
Kaitlin Haggerty Chief Human Resources Officer	$262K 1.4K shares	3.2%	Disclosed plan

The full ownership picture30 of 30 insiders fully reconciled · 30 officers and directors

Vested shares across all share classes, held directly and through trusts, LLCs and family members, as reported on SEC Forms 3, 4 and 5. Unvested awards and options are never counted as owned shares.

Insider

Held Oct 9, 2025

Sold

Held Oct 9, 2026

Still held

Richard Fairbank

Minor difference of 16 shares. Difference is under 0.5% of holdings. Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Chairman and CEO, Director

4.10M

−207K

4.07M

99%

Vesting, gifts, unvested awards and holding lines for Richard Fairbank

+153Kshares vested or exercised

0gifted (net of own trusts)

−56Kwithheld by the company for taxes

212K → 204Kunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	4,101,221	4,068,510

Additional holdings last reported Aug 1, 2008, not confirmed since: 570,414 shares. Not included in any total or percentage on this page.

Fairbank Morris Inc, Common Stock: 107,502 shares, last reported Aug 1, 2008
Fairbank Morris, Common Stock: 107,502 shares, last reported May 29, 2008
Direct, Performance Units: 355,410 shares, last reported May 17, 2004

Reconciliation: minor difference of 16 shares. Difference is under 0.5% of holdings.

Yajnik Sanjiv

Minor difference of 137 shares. Difference is under 0.5% of holdings.

President, Financial Services

140K

149K

no sales

Vesting, gifts, unvested awards and holding lines for Yajnik Sanjiv

0shares vested or exercised

0gifted (net of own trusts)

−8.7Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	140,497	149,383

Reconciliation: minor difference of 137 shares. Difference is under 0.5% of holdings.

Neal Blinde

President, Commercial Banking

116K

−81K

38K

33%

Vesting, gifts, unvested awards and holding lines for Neal Blinde

0shares vested or exercised

0gifted (net of own trusts)

−12Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	116,220	38,269

Matthew Cooper

General Counsel & Corp Secy

98K

−27K

80K

81%

Vesting, gifts, unvested awards and holding lines for Matthew Cooper

0shares vested or exercised

0gifted (net of own trusts)

−8.1Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	98,486	79,694

Lia Dean

Minor difference of 138 shares. Difference is under 0.5% of holdings.

Pres, Banking & Prem. Products

73K

−19K

61K

84%

Vesting, gifts, unvested awards and holding lines for Lia Dean

0shares vested or exercised

0gifted (net of own trusts)

−7.9Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	73,124	61,195

Reconciliation: minor difference of 138 shares. Difference is under 0.5% of holdings.

Robert Alexander

Chief Information Officer

69K

77K

no sales

Vesting, gifts, unvested awards and holding lines for Robert Alexander

0shares vested or exercised

0gifted (net of own trusts)

−8.4Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	68,707	77,292
Alexander Fund	Common Stock	100	100
Robert M. Alexander UGMA	Common Stock	2	2

Frank LaPrade,III

Minor difference of 15 shares. Difference is under 0.5% of holdings. Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Chief Enterprise Srvcs Officer

67K

−18K

70K

+4.7%

Vesting, gifts, unvested awards and holding lines for Frank LaPrade,III

0shares vested or exercised

0gifted (net of own trusts)

−10Kwithheld by the company for taxes

none reportedunvested awards, start → end

Additional holdings last reported more than 3 years ago are shown separately and excluded from totals.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	66,155	69,283
401(k)	Common Stock	815	830

Additional holdings last reported Feb 21, 2011, not confirmed since: 900 shares. Not included in any total or percentage on this page.

Spouse, Common Stock: 900 shares, last reported Feb 21, 2011

Reconciliation: minor difference of 15 shares. Difference is under 0.5% of holdings.

Mayo Shattuck III

Minor difference of 42 shares. Difference is under 0.5% of holdings.

Director

67K

68K

no sales

Vesting, gifts, unvested awards and holding lines for Mayo Shattuck III

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	66,575	67,911

Reconciliation: minor difference of 42 shares. Difference is under 0.5% of holdings.

Thomas Maheras

Director

66K

no sales

Vesting, gifts, unvested awards and holding lines for Thomas Maheras

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	66,431	66,431

Celia Karam

Minor difference of 72 shares. Difference is under 0.5% of holdings.

Pres, Retail Bank

66K

−15K

58K

87%

Vesting, gifts, unvested awards and holding lines for Celia Karam

0shares vested or exercised

0gifted (net of own trusts)

−6.4Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	66,342	57,696

Reconciliation: minor difference of 72 shares. Difference is under 0.5% of holdings.

Ann Hackett

Director

56K

no sales

Vesting, gifts, unvested awards and holding lines for Ann Hackett

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	56,244	56,244

Andrew Young

Minor difference of 139 shares. Difference is under 0.5% of holdings.

Chief Financial Officer

51K

59K

no sales

Vesting, gifts, unvested awards and holding lines for Andrew Young

0shares vested or exercised

0gifted (net of own trusts)

−6.6Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	51,273	59,186
Child	Common Stock	59	59

Reconciliation: minor difference of 139 shares. Difference is under 0.5% of holdings.

Mark Mouadeb

President, Card

48K

−6.2K

49K

+2.2%

Vesting, gifts, unvested awards and holding lines for Mark Mouadeb

0shares vested or exercised

0gifted (net of own trusts)

−5.3Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	48,098	49,132

Kaitlin Haggerty

Minor difference of 263 shares. Small increase from an employee stock purchase plan and dividend reinvestment. Small increase from an employee stock purchase plan and dividend reinvestment.

Chief Human Resources Officer

44K

−1.4K

49K

+11%

Vesting, gifts, unvested awards and holding lines for Kaitlin Haggerty

0shares vested or exercised

0gifted (net of own trusts)

−4.7Kwithheld by the company for taxes

none reportedunvested awards, start → end

Small increase from an employee stock purchase plan and dividend reinvestment. Filing 1 Filing 2 Filing 3

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	44,403	49,181

Reconciliation: minor difference of 263 shares. Small increase from an employee stock purchase plan and dividend reinvestment.

Ravi Raghu

Pres, Software, Intl & Sm Bus

44K

−23K

26K

60%

Vesting, gifts, unvested awards and holding lines for Ravi Raghu

0shares vested or exercised

0gifted (net of own trusts)

−3.6Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	43,787	26,278

Kara West

Minor difference of 75 shares. Difference is under 0.5% of holdings.

Chief Enterprise Risk Officer

40K

47K

no sales

Vesting, gifts, unvested awards and holding lines for Kara West

0shares vested or exercised

0gifted (net of own trusts)

−3.8Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	39,724	46,665

Reconciliation: minor difference of 75 shares. Difference is under 0.5% of holdings.

Peter Raskind

Minor difference of 19 shares. Difference is under 0.5% of holdings.

Director

33K

34K

no sales

Vesting, gifts, unvested awards and holding lines for Peter Raskind

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	33,083	34,396

Reconciliation: minor difference of 19 shares. Difference is under 0.5% of holdings.

Jason Hanson

Pres.- Global Payment Network

32K

−3.7K

41K

+27%

Vesting, gifts, unvested awards and holding lines for Jason Hanson

+13Kshares vested or exercised

0gifted (net of own trusts)

−5.1Kwithheld by the company for taxes

56K → 45Kunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	32,479	41,351

Michael Zamsky

Chief Credit & Fin'l Risk Off.

27K

−5.5K

28K

+2.3%

Vesting, gifts, unvested awards and holding lines for Michael Zamsky

0shares vested or exercised

0gifted (net of own trusts)

−5.2Kwithheld by the company for taxes

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	27,364	27,992

Michael Shepherd

Director

27K

28K

no sales

Vesting, gifts, unvested awards and holding lines for Michael Shepherd

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	26,693	27,987

Peter Killalea

Minor difference of 42 shares. Difference is under 0.5% of holdings.

Director

20K

21K

no sales

Vesting, gifts, unvested awards and holding lines for Peter Killalea

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	20,042	21,378

Reconciliation: minor difference of 42 shares. Difference is under 0.5% of holdings.

Jennifer Wong

Director

14K

15K

no sales

Vesting, gifts, unvested awards and holding lines for Jennifer Wong

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	13,932	15,226

Cornelis Leenaars

New Form 3 filed 2019-01-03; earlier filings set aside.

Director

14K

15K

no sales

Vesting, gifts, unvested awards and holding lines for Cornelis Leenaars

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

New Form 3 filed 2019-01-03; earlier filings set aside.

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	13,898	15,192

Francois Locoh-Donou

Minor difference of 19 shares. Difference is under 0.5% of holdings.

Director

13K

15K

no sales

Vesting, gifts, unvested awards and holding lines for Francois Locoh-Donou

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	13,489	14,802

Reconciliation: minor difference of 19 shares. Difference is under 0.5% of holdings.

Eileen Serra

Minor difference of 19 shares. Difference is under 0.5% of holdings.

Director

12K

13K

no sales

Vesting, gifts, unvested awards and holding lines for Eileen Serra

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	11,531	12,844

Reconciliation: minor difference of 19 shares. Difference is under 0.5% of holdings.

craig williams

Minor difference of 19 shares. Difference is under 0.5% of holdings.

Director

8.9K

10K

no sales

Vesting, gifts, unvested awards and holding lines for craig williams

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	8,905	10,218

Reconciliation: minor difference of 19 shares. Difference is under 0.5% of holdings.

Timothy Golden

Minor difference of 140 shares. Small increase from an employee stock purchase plan. Small increase from an employee stock purchase plan.

SVP, Chief Accounting Officer

8.8K

−3.5K

7.4K

85%

Vesting, gifts, unvested awards and holding lines for Timothy Golden

0shares vested or exercised

0gifted (net of own trusts)

−1.4Kwithheld by the company for taxes

none reportedunvested awards, start → end

Small increase from an employee stock purchase plan. Filing 1 Filing 2

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	8,780	7,429

Reconciliation: minor difference of 140 shares. Small increase from an employee stock purchase plan.

Ime Archibong

Minor difference of 42 shares. Difference is under 0.5% of holdings.

Director

8.6K

10K

no sales

Vesting, gifts, unvested awards and holding lines for Ime Archibong

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	8,641	9,977

Reconciliation: minor difference of 42 shares. Difference is under 0.5% of holdings.

Christine Detrick

Minor difference of 19 shares. Difference is under 0.5% of holdings.

Director

7.6K

8.9K

no sales

Vesting, gifts, unvested awards and holding lines for Christine Detrick

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	7,610	8,923

Reconciliation: minor difference of 19 shares. Difference is under 0.5% of holdings.

Suni Harford

Director

4.3K

no sales

Vesting, gifts, unvested awards and holding lines for Suni Harford

0shares vested or exercised

0gifted (net of own trusts)

none reportedunvested awards, start → end

Held through	Share class	Oct 9, 2025	Oct 9, 2026
Direct	Common Stock	3,020	4,314

30 of 30 insiders fully reconciled: starting holdings plus reported transactions match ending holdings (13 exactly, 17 with a minor or footnoted difference). Percentages cover all 30 officers and directors. "Still held" compares ending with starting vested shares; a plus sign means the holding grew.

What explains the selling$89.7M of sales by plan status, purpose, seller and month

Officer and director open-market sales: $89.7M across 411,111 shares. Plan status and stated purpose are separate questions, and a sale can have both.

By plan status

Disclosed plan · $87.7M · 98%

The lighter segment is sales with no plan disclosed in the filing ($1.9M), including tax-related sales outside a plan.

No plan disclosed · $1.9M

Sales with no 10b5-1 plan and no tax reference in the filing. $1.2M of it is Michael Zamsky. No plan disclosed is a statement about the filing, not about why the sale happened. Largest such sale: Michael Zamsky, Aug 10, 2026

Taxes

153,651 shares ($29.8M) were withheld by the company for taxes, which isn't a market sale.

Seller	Shares sold	Proceeds	Under a disclosed plan	Share of total	Sales dates
Richard Fairbank Chairman and CEO, Director	207K	$46.2M	100%	52%	Oct 27, 2025 to Nov 4, 2025
Neal Blinde President, Commercial Banking	81K	$16.8M	100%	19%	Nov 6, 2025 to Feb 24, 2026
Matthew Cooper General Counsel & Corp Secy	27K	$5.6M	100%	6%	Nov 4, 2025 to Oct 6, 2026
Ravi Raghu Pres, Software, Intl & Sm Bus	23K	$5.4M	100%	6%	Jan 5, 2026 to Aug 7, 2026
Lia Dean Pres, Banking & Prem. Products	19K	$4.1M	100%	5%	Dec 1, 2025 to Sep 15, 2026
Frank LaPrade,III Chief Enterprise Srvcs Officer	18K	$4.0M	100%	4%	Nov 13, 2025 to Nov 13, 2025
Celia Karam Pres, Retail Bank	15K	$3.3M	100%	4%	Dec 1, 2025 to Sep 15, 2026
Mark Mouadeb President, Card	6.2K	$1.3M	100%	1%	Feb 25, 2026 to Aug 13, 2026
Michael Zamsky Chief Credit & Fin'l Risk Off.	5.5K	$1.2M	0%	1%	Aug 10, 2026 to Aug 10, 2026
Jason Hanson Pres.- Global Payment Network	3.7K	$764K	100%	0.9%	Feb 25, 2026 to Feb 25, 2026
Timothy Golden SVP, Chief Accounting Officer	3.5K	$736K	0%	0.8%	Jul 29, 2026 to Jul 29, 2026
Kaitlin Haggerty Chief Human Resources Officer	1.4K	$262K	100%	0.3%	May 12, 2026 to May 13, 2026

Sales by month

Month	Sale proceeds	Disclosed plan	To cover taxes	No plan disclosed
Oct 2025	$23.4M	$23.4M	$0	$0
Nov 2025	$36.8M	$36.8M	$0	$0
Dec 2025	$1.8M	$1.8M	$0	$0
Jan 2026	$5.1M	$5.1M	$0	$0
Feb 2026	$9.9M	$9.9M	$0	$0
Mar 2026	$940K	$940K	$0	$0
Apr 2026	$518K	$518K	$0	$0
May 2026	$1.2M	$1.2M	$0	$0
Jun 2026	$642K	$642K	$0	$0
Jul 2026	$3.5M	$2.8M	$0	$736K
Aug 2026	$3.6M	$2.4M	$0	$1.2M
Sep 2026	$1.6M	$1.6M	$0	$0
Oct 2026	$687K	$687K	$0	$0

Is this normal? Selling year by year5 earlier years to compare with

In line with the past 5 years. 12 insiders sold; the average is 10 a year.

12 months ending	Shares sold	Insiders who sold	Proceeds
Oct 9, 2026 Latest 12 months	411K	12	$89.7M
Oct 9, 2025 1 year earlier	111K	10	$20.6M
Oct 9, 2024 2 years earlier	280K	9	$36.1M
Oct 10, 2023 3 years earlier	235K	6	$25.8M
Oct 10, 2022 4 years earlier	233K	10	$26.5M
Oct 10, 2021 5 years earlier	1.58M	13	$186M

Open-market sales (Form 4 code S) by people who were officers or directors, in split-adjusted shares. Earlier years include people who have since left. A sale that an outside holder also reports (a family trust, a fund) is counted with outside holders in every year. Shares, not dollars, are compared, so a change in the stock price doesn't look like a change in selling. Years the filings don't fully cover are shown but left out of the average.

Known gaps and uncertaintyEvery officer and director reconciles

Every officer and director reconciles for this period.

Richard Fairbank: minor difference of 16 shares. Difference is under 0.5% of holdings.

Yajnik Sanjiv: minor difference of 137 shares. Difference is under 0.5% of holdings.

Lia Dean: minor difference of 138 shares. Difference is under 0.5% of holdings.

Frank LaPrade,III: minor difference of 15 shares. Difference is under 0.5% of holdings.

Mayo Shattuck III: minor difference of 42 shares. Difference is under 0.5% of holdings.

Celia Karam: minor difference of 72 shares. Difference is under 0.5% of holdings.

Andrew Young: minor difference of 139 shares. Difference is under 0.5% of holdings.

Kaitlin Haggerty: minor difference of 263 shares. Small increase from an employee stock purchase plan and dividend reinvestment.

Kara West: minor difference of 75 shares. Difference is under 0.5% of holdings.

Peter Raskind: minor difference of 19 shares. Difference is under 0.5% of holdings.

Peter Killalea: minor difference of 42 shares. Difference is under 0.5% of holdings.

Francois Locoh-Donou: minor difference of 19 shares. Difference is under 0.5% of holdings.

Eileen Serra: minor difference of 19 shares. Difference is under 0.5% of holdings.

craig williams: minor difference of 19 shares. Difference is under 0.5% of holdings.

Timothy Golden: minor difference of 140 shares. Small increase from an employee stock purchase plan.

Ime Archibong: minor difference of 42 shares. Difference is under 0.5% of holdings.

Christine Detrick: minor difference of 19 shares. Difference is under 0.5% of holdings.

Inferred rename: "2020 GRAT" is treated as the same holder as "July 2020 GRAT", because the old name was never reported again and the new one opened with the same balance (45,527 shares). Old name, new name

External context: we only cite outside events when a documented connection exists. None is shown for this period.

Sources and methodology2,528 filings from SEC EDGAR, and how we read them

All 2,528 Forms 3, 4 and 5 filed for Capital One (SEC CIK 927628) from Jun 10, 2003 to Oct 7, 2026, retrieved from SEC EDGAR on Oct 9, 2026. Prices are the ones reported in each filing, often weighted averages.

Holdings. Each holding line (a share class plus an owner, such as a trust or LLC) carries its last reported balance forward. Entities first reported during the period start at zero, so transfers between an insider's own trusts don't count as selling. Lines not reported for three years or more are listed separately and left out of totals.

Sales. A sale counts as under a 10b5-1 plan if its footnote cites one or the filing's Rule 10b5-1 box is checked, and as tax-related if its footnote cites tax obligations or sell-to-cover. Shares withheld by the company for taxes are listed separately. Sales with neither attribute are labeled "no plan disclosed".

Full methodology

Former or inactive filers (38)No filing in 18 months; last reported balances, not in any total

Name	Last filed	Last reported balance
Kevin Borgmann	Aug 8, 2024	40,934 shares, last reported balance as of Aug 6, 2024
Sheldon Hall	Mar 13, 2024	98,708 shares, last reported balance as of Mar 11, 2024
Bradford Warner	May 8, 2023	50,694 shares, last reported balance as of May 4, 2023
Catherine West	May 9, 2022	22,124 shares, last reported balance as of May 5, 2022
Michael Wassmer	Apr 7, 2022	115,920 shares, last reported balance as of Mar 11, 2022
Michael Slocum	Feb 17, 2022	60,314 shares, last reported balance as of Feb 15, 2022
John Finneran Jr.	Feb 7, 2022	86,237 shares, last reported balance as of Feb 3, 2022
Jory Berson	Feb 7, 2022	67,248 shares, last reported balance as of Feb 3, 2022
Richard Blackley	Mar 15, 2021	57,541 shares, last reported balance as of Mar 11, 2021
Pierre Leroy	May 4, 2020	47,986 shares, last reported balance as of Apr 30, 2020
Aparna Chennapragada	May 4, 2020	7,066 shares, last reported balance as of Apr 30, 2020
Kleber Santos	Mar 23, 2020	22,304 shares, last reported balance as of Mar 19, 2020
Christopher Newkirk	Mar 9, 2020	36,056 shares, last reported balance as of Mar 5, 2020
Lewis Hay III	Jul 25, 2018	46,996 shares, last reported balance as of Jul 24, 2018
Benjamin Jenkins III	May 4, 2018	16,707 shares, last reported balance as of May 2, 2018
Noelle Eder	Mar 12, 2018	41,876 shares, last reported balance as of Mar 8, 2018
Jonathan Witter	Mar 10, 2017	105,415 shares, last reported balance as of Mar 8, 2017
Stephen Crawford	Mar 10, 2017	177,684 shares, last reported balance as of Mar 8, 2017
Patrick Gross	Feb 14, 2017	47,839 shares, last reported balance as of Feb 10, 2017
Ryan Schneider	Mar 10, 2016	182,790 shares, last reported balance as of Mar 8, 2016
Gary Perlin	May 23, 2013	96,528 shares, last reported balance as of May 22, 2013
Peter Schnall	Feb 12, 2013	207,085 shares, last reported balance as of Jan 31, 2013
ING GROEP NV	Sep 10, 2012	802,639 shares, last reported balance as of Sep 10, 2012
Ronald Dietz	May 10, 2012	40,270 shares, last reported balance as of May 8, 2012
Bo Campbell	Dec 22, 2011	649,491 shares, last reported balance as of Dec 22, 2011
Bo Campbell	Dec 22, 2011	7,864 shares, last reported balance as of Dec 22, 2011
Lynn Carter	Dec 19, 2011	125,545 shares, last reported balance as of Dec 15, 2011
Susan McFarland	Mar 22, 2011	36,094 shares, last reported balance as of Mar 14, 2011
Stanley Westreich	Aug 3, 2009	628,933 shares, last reported balance as of Jul 31, 2009
Matthew Schuyler	Mar 5, 2009	145,167 shares, last reported balance as of Mar 3, 2009
Larry Klane	Nov 15, 2007	48,553 shares, last reported balance as of Nov 13, 2007
Gregor Bailar	Oct 26, 2007	29,891 shares, last reported balance as of Oct 24, 2007
John Kanas	Aug 8, 2007	314,277 shares, last reported balance as of Aug 7, 2007
David Lawson	Mar 6, 2007	152,716 shares, last reported balance as of Mar 2, 2007
Herbert Boydstun	Jun 2, 2006	27,180 shares, last reported balance as of May 9, 2006
James Kimsey	Nov 17, 2004	2,804 shares, last reported balance as of Nov 11, 2004
James Flick Jr.	Apr 28, 2004	15,500 shares, last reported balance as of Apr 27, 2004
Nigel Morris	Nov 14, 2003	109,370 shares, last reported balance as of Nov 13, 2003

Spotted something wrong on this page? Report an error. We check every report against the SEC filing and list what we fix in the corrections log.

Capital One insiders sold $89.7M in the past 12 months. How much of their stake is that?

What stands out

Who sold, and how much of their stake

Selling by month

Common questions

Is the Capital One CEO selling stock?

Why are Capital One insiders selling?

Are any Capital One insiders buying?

How much of their stake did Capital One insiders sell?

The evidence

No plan disclosed · $1.9M

Taxes

Sales by month