Every officer and director reconciles for this period.
Andres Gluski: minor difference of 1,738 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).
Bernerd Da Santos: minor difference of 1,653 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).
Tish Mendoza: minor difference of 1,493 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).
Paul Freedman: minor difference of 156 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).
Sherry Kohan: minor difference of 1,790 shares. Difference is stated in footnotes (unreported vesting, exempt acquisition or transfer).
Inferred rename: "Director Deferred Units" is treated as the same holder as "Deferred Director Units", because the old name was never reported again and the new one opened with the same balance (3,394 shares). Old name, new name
Inferred rename: "Deferred Director Units" is treated as the same holder as "Amended nad Restated Deferred Compensation Plan for Directors", because the old name was never reported again and the new one opened with the same balance (4,998 shares). Old name, new name
Inferred rename: "Amended nad Restated Deferred Compensation Plan for Directors" is treated as the same holder as "Amended and Restated Deferred Compensation Plan for Directors", because the old name was never reported again and the new one opened with the same balance (19,555 shares). Old name, new name
Inferred rename: "Amended and Resated Deferred Compensation Plan for Directors" is treated as the same holder as "Amended and Restated Deferred Compensation Plan for Directors", because the old name was never reported again and the new one opened with the same balance (46,591 shares). Old name, new name
Inferred rename: "Victoria P. Sant Revocable Living Trust" is treated as the same holder as "Victoria P.Sant Revocable Trust", because the old name was never reported again and the new one opened with the same balance (13,739,306 shares). Old name, new name
Inferred rename: "Roger W. Sant Revocable Living Trust" is treated as the same holder as "Roger W.Sant Revocable Trust", because the old name was never reported again and the new one opened with the same balance (13,229,179 shares). Old name, new name
Inferred rename: "401k" is treated as the same holder as "401(k)Plan", because the old name was never reported again and the new one opened with the same balance (396,988 shares). Old name, new name
Inferred rename: "Amended and Restated Deferred Compensation Plan" is treated as the same holder as "Amended and Restated Deferred Compensation Plan for Directors", because the old name was never reported again and the new one opened with the same balance (11,643 shares). Old name, new name
Inferred rename: "401k" is treated as the same holder as "AES Corporation Profit Sharing and Stock Ownership Plan", because the old name was never reported again and the new one opened with the same balance (39,667 shares). Old name, new name
Inferred rename: "AES Corporation Profit Sharing and Stock Ownership Plan" is treated as the same holder as "401(k)", because the old name was never reported again and the new one opened with the same balance (41,883 shares). Old name, new name
Inferred rename: "AES Corporation Supplemental Retirement Plan" is treated as the same holder as "Restoration Supplemental Retirement Plan and The AES Corporation Supplemental Retirement Plan", because the old name was never reported again and the new one opened with the same balance (7,745 shares). Old name, new name
Inferred rename: "AES Corporation Profit Sharing and Stock Ownership Plan (401-k)" is treated as the same holder as "401(k)Plan", because the old name was never reported again and the new one opened with the same balance (106,867 shares). Old name, new name
Inferred rename: "AES Corporation Supplemental Retirement Plan" is treated as the same holder as "Restoration Supplemental Retirement Plan and The AES Corpration Supplemental Retirement Plan", because the old name was never reported again and the new one opened with the same balance (13,412 shares). Old name, new name
Inferred rename: "AES Corporation Profit Sharing and Stock Ownership Plan (401-k)" is treated as the same holder as "401(k)plan", because the old name was never reported again and the new one opened with the same balance (89,901 shares). Old name, new name
Inferred rename: "AES Corporation Supplemental Retirement Plan" is treated as the same holder as "Restoration Supplemental Retirement Plan and The AES Corporation Supplemental Retirement Plan", because the old name was never reported again and the new one opened with the same balance (10,949 shares). Old name, new name
Inferred rename: "AES Corporation Profit Sharing and Stock Ownership Plan (401-k)" is treated as the same holder as "401(k)", because the old name was never reported again and the new one opened with the same balance (38,529 shares). Old name, new name
Inferred rename: "AES Corporation Supplemental Retirement Plan" is treated as the same holder as "Restoration Supplemental Retirement Plan and The AES Corporation Supplemental Retirement Plan", because the old name was never reported again and the new one opened with the same balance (25,285 shares). Old name, new name
Inferred rename: "AES Corporation Profit Sharing and Stock Ownership Plan (401-k)" is treated as the same holder as "401(k) Plan", because the old name was never reported again and the new one opened with the same balance (12,470 shares). Old name, new name
Inferred rename: "401(k) Plan" is treated as the same holder as "401(k)", because the old name was never reported again and the new one opened with the same balance (12,470 shares). Old name, new name
Inferred rename: "AES Corporation Supplemental Retirement Plan" is treated as the same holder as "Restoration Supplemental Retirement Plan and The AES Corporation Supplemental Retirement Plan", because the old name was never reported again and the new one opened with the same balance (2,169 shares). Old name, new name
Inferred rename: "401(k)" is treated as the same holder as "401(k) Plan", because the old name was never reported again and the new one opened with the same balance (2,664 shares). Old name, new name
Inferred typo: the share class "Common Stcok" is treated as the same class as "Common Stock" on 1 holding line, because the two spellings are nearly identical and each balance carried over exactly. Example (Roger Sant, 585,849 shares): old title, new title
Inferred typo: the share class "Comon Stock" is treated as the same class as "Common Stock" on 1 holding line, because the two spellings are nearly identical and each balance carried over exactly. Example (Roger Sant, 13,242,179 shares): old title, new title
External context: we only cite outside events when a documented connection exists. None is shown for this period.